0001179110-18-011531.txt : 20180918 0001179110-18-011531.hdr.sgml : 20180918 20180918183334 ACCESSION NUMBER: 0001179110-18-011531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baynes Roy D. CENTRAL INDEX KEY: 0001680739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181076667 MAIL ADDRESS: STREET 1: C/O RETROPHIN, INC. STREET 2: 12255 EL CAMINO REAL, SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 edgar.xml FORM 4 - X0306 4 2018-09-14 0 0001604821 Natera, Inc. NTRA 0001680739 Baynes Roy D. C/O NATERA, INC 201 INDUSTRIAL ROAD, STE 410 SAN CARLOS CA 94070 1 0 0 0 Stock Option (right to buy) 24.42 2018-09-14 4 A 0 16530 0 A 2028-09-13 Common Stock 16530 16530 D The option shares vest over three years. A third of the option shares vest and become exercisable on July 25, 2019 and the remaining shares vest on 2 equal annual installments thereafter. The initial option will become fully vested and exercisable in the event that the Company is subject to a change in control. /s/ Tami Chen, attorney-in-fact 2018-09-18