X0306 4 2021-04-28 0 0001596967 Moelis & Co MC 0001604686 MOELIS KENNETH C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 1 1 0 Chairman, CEO Class A Common Stock 2021-04-28 4 S 0 10466 57.04 D 303676 I By Trust Class A Common Stock 2021-04-30 4 M 0 26 A 88032 D Class B Common Stock, par value $0.01 2021-04-30 4 M 0 47238 D Class A Common Stock, par value $0.01 26 4852219 D Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. The Moelis Family Trust's ownership of 303,676 shares of Class A common stock and Mr. Moelis' ownership of 88,032 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis 2021-04-30