0001604643-23-000050.txt : 20230510 0001604643-23-000050.hdr.sgml : 20230510 20230510174258 ACCESSION NUMBER: 0001604643-23-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aulick Rodney CENTRAL INDEX KEY: 0001720147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 23907954 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 wf-form4_168375496701098.xml FORM 4 X0407 4 2023-05-08 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001720147 Aulick Rodney EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 0 1 0 0 Executive Vice President 0 Common Stock 2023-05-08 4 M 0 200 12.67 A 127201 D Common Stock 2023-05-08 4 S 0 200 52.10 D 127001 D Stock Option (Right to Buy) 12.67 2023-05-08 4 M 0 200 0 D 2029-02-14 Common Stock 200.0 19280 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2022. The amount of these securities includes an aggregate of 33,558 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.01 to $52.19, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested. /s/ John DiMascio, Attorney-in-Fact for Rodney Aulick 2023-05-10