0001604643-21-000046.txt : 20210524 0001604643-21-000046.hdr.sgml : 20210524 20210524165027 ACCESSION NUMBER: 0001604643-21-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210521 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kohosek James M. CENTRAL INDEX KEY: 0001612398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 21955680 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER NAME: FORMER CONFORMED NAME: Kohosek James T. DATE OF NAME CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 wf-form4_162188941237163.xml FORM 4 X0306 4 2021-05-21 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001612398 Kohosek James M. EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 0 1 0 0 EVP, Chief Admin. Officer Common Stock 2021-05-21 4 M 0 11309 7.42 A 91700 D Common Stock 2021-05-21 4 M 0 38691 7.42 A 130391 D Common Stock 2021-05-21 4 S 0 50000 30.0004 D 80391 D Stock Option (Right to Buy) 7.42 2021-05-21 4 M 0 11309 0 D 2026-11-29 Common Stock 11309.0 0 D Stock Option (Right to Buy) 7.42 2021-05-21 4 M 0 38691 0 D 2026-12-19 Common Stock 38691.0 49575 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021. The amount of these securities includes 25,550 unvested restricted stock units in respect of the issuer's common stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.0000 to $30.0100, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested. /s/ John DiMascio, Attorney-in-Fact for James M. Kohosek 2021-05-24