0001604643-21-000045.txt : 20210524 0001604643-21-000045.hdr.sgml : 20210524 20210524164703 ACCESSION NUMBER: 0001604643-21-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210521 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamb Martin CENTRAL INDEX KEY: 0001720857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 21955651 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 wf-form4_162188920784829.xml FORM 4 X0306 4 2021-05-21 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001720857 Lamb Martin EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 1 0 0 0 Common Stock 2021-05-21 4 S 0 10000 30.0084 D 109711 I By Trust Common Stock 10948 D Common Stock 130000 I By FIC This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on behalf of the Bare trust referenced in footnote 3 below on February 12, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.0000 to $30.0100, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by a Bare trust for the benefit of the reporting person's immediate family members and for which the reporting person retains investment control. The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock. Shares held by a family investment company for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein. /s/ John DiMascio, Attorney-in-Fact for Martin Lamb 2021-05-24