0001604643-20-000029.txt : 20200813 0001604643-20-000029.hdr.sgml : 20200813 20200813172946 ACCESSION NUMBER: 0001604643-20-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stas Benedict J. CENTRAL INDEX KEY: 0001720175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 201100395 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-08-11 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001720175 Stas Benedict J. EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 0 1 0 0 EVP, CFO & Treasurer Common Stock 2020-08-11 4 M 0 33747 4.64 A 214018 D Common Stock 2020-08-11 4 S 0 33747 22 D 180271 D Stock Option (Right to Buy) 4.64 2020-08-11 4 M 0 33747 0 D 2025-04-06 Common Stock 33747 619437 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. This amount includes 39,762 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on February 19, 2020. This option is fully vested. /s/ John DiMascio, Attorney-in-Fact for Benedict J. Stas 2020-08-13