0001604643-22-000075.txt : 20220421 0001604643-22-000075.hdr.sgml : 20220421 20220421163656 ACCESSION NUMBER: 0001604643-22-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220419 FILED AS OF DATE: 20220421 DATE AS OF CHANGE: 20220421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhambri Nick CENTRAL INDEX KEY: 0001626233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 22841930 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 wf-form4_165057339677573.xml FORM 4 X0306 4 2022-04-19 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001626233 Bhambri Nick EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 1 0 0 0 Common Stock 2022-04-19 4 M 0 37359 4.64 A 61124 D Common Stock 2022-04-19 4 S 0 37359 45.0066 D 23765 D Common Stock 2022-04-20 4 M 0 87641 4.64 A 111406 D Common Stock 2022-04-20 4 S 0 87641 45.0805 D 23765 D Common Stock 134788 I By Trust Stock Option (Right to Buy) 4.64 2022-04-19 4 M 0 37359 4.64 D 2024-05-12 Common Stock 37359.0 142448 D Stock Option (Right to Buy) 4.64 2022-04-20 4 M 0 87641 4.64 D 2024-05-12 Common Stock 87641.0 54807 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022. The amount of these securities includes 2,817 unvested restricted stock units in respect of the issuer's common stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.0000 to $45.0375, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.000 to $45.5100, inclusive. Shares held by the Nick Bhambri Revocable Trust dated June 23, 2008, of which Mr. Bhambri is trustee. This option is fully vested. /s/ John DiMascio, Attorney-in-Fact for Nick Bhambri 2022-04-21