0001567619-19-004906.txt : 20190219
0001567619-19-004906.hdr.sgml : 20190219
20190219173620
ACCESSION NUMBER: 0001567619-19-004906
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190214
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Desai Snehal
CENTRAL INDEX KEY: 0001727751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 19616263
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
doc1.xml
FORM 4
X0306
4
2019-02-14
0
0001604643
Evoqua Water Technologies Corp.
AQUA
0001727751
Desai Snehal
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE
PITTSBURGH
PA
15222
0
1
0
0
Chief Growth Officer
Common Stock
2019-02-14
4
A
0
15785
0
A
26360
D
Common Stock
352
I
See footnote
Stock Option (Right to Buy)
12.67
2019-02-14
4
A
0
38961
0
A
2029-02-14
Common Stock
38961
38961
D
The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, (i) 11,839 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date and (ii) 3,946 of these restricted stock units are scheduled to vest in full on February 14, 2020 and settle within 30 days thereafter.
This amount includes 15,785 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in footnote 1 to this Form 4.
These shares are held by the reporting person's son. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 1, 2022 and January 1, 2023.
/s/ John DiMascio, Attorney-in-Fact for Snehal Desai
2019-02-19