0001567619-19-004906.txt : 20190219 0001567619-19-004906.hdr.sgml : 20190219 20190219173620 ACCESSION NUMBER: 0001567619-19-004906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190214 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Desai Snehal CENTRAL INDEX KEY: 0001727751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 19616263 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 doc1.xml FORM 4 X0306 4 2019-02-14 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001727751 Desai Snehal EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 0 1 0 0 Chief Growth Officer Common Stock 2019-02-14 4 A 0 15785 0 A 26360 D Common Stock 352 I See footnote Stock Option (Right to Buy) 12.67 2019-02-14 4 A 0 38961 0 A 2029-02-14 Common Stock 38961 38961 D The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, (i) 11,839 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date and (ii) 3,946 of these restricted stock units are scheduled to vest in full on February 14, 2020 and settle within 30 days thereafter. This amount includes 15,785 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in footnote 1 to this Form 4. These shares are held by the reporting person's son. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 1, 2022 and January 1, 2023. /s/ John DiMascio, Attorney-in-Fact for Snehal Desai 2019-02-19