0001567619-19-004904.txt : 20190219 0001567619-19-004904.hdr.sgml : 20190219 20190219173344 ACCESSION NUMBER: 0001567619-19-004904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190214 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aulick Rodney CENTRAL INDEX KEY: 0001720147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 19616235 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 doc1.xml FORM 4 X0306 4 2019-02-14 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001720147 Aulick Rodney EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 0 1 0 0 Executive Vice President Common Stock 2019-02-14 4 A 0 15785 0 A 157956 D Stock Option (Right to Buy) 12.67 2019-02-14 4 A 0 51948 0 A 2029-02-14 Common Stock 51948 51948 D The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. This amount includes 111,571 unvested restricted stock units in respect of the issuer's common stock. Of these restricted stock units, 15,785 are scheduled to vest as described in footnote 1 to this Form 4 and 95,786 are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in equal installments on each of January 1, 2020, January 1, 2021, January 1, 2022 and January 1, 2023. /s/ John DiMascio, Attorney-in-Fact for Rodney Aulick 2019-02-19