0001246360-21-000067.txt : 20210112
0001246360-21-000067.hdr.sgml : 20210112
20210112175610
ACCESSION NUMBER: 0001246360-21-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210108
FILED AS OF DATE: 20210112
DATE AS OF CHANGE: 20210112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stas Benedict J.
CENTRAL INDEX KEY: 0001720175
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21524412
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2021-01-08
false
0001604643
Evoqua Water Technologies Corp.
AQUA
0001720175
Stas Benedict J.
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVE.
PITTSBURGH
PA
15222
false
true
false
false
EVP, CFO & Treasurer
Common Stock
2021-01-08
4
M
false
253184
4.64
A
429994
D
Common Stock
2021-01-08
4
S
false
247049
29.5639
D
182945
D
Common Stock
2021-01-08
4
S
false
6135
30.1823
D
176810
D
Stock Option (Right to Buy)
4.64
2021-01-08
4
M
false
253184
0
D
2025-04-06
Common Stock
253184
200000
D
The amount of these securities shown in column 5 of this table includes 28,095 unvested restricted stock units in respect of the issuer's common stock. Subject to Mr. Stas' continued employment with the issuer through the applicable vesting date, 13,812 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date; and 14,283 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Stas on December 4, 2020.
This option is fully vested.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.0800 to $30.0700, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.1000 to $30.3000, inclusive.
/s/ John DiMascio, Attorney-in-Fact for Benedict J. Stas
2021-01-12