0001246360-21-000067.txt : 20210112 0001246360-21-000067.hdr.sgml : 20210112 20210112175610 ACCESSION NUMBER: 0001246360-21-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210108 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stas Benedict J. CENTRAL INDEX KEY: 0001720175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 21524412 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 form.xml PRIMARY DOCUMENT X0306 4 2021-01-08 false 0001604643 Evoqua Water Technologies Corp. AQUA 0001720175 Stas Benedict J. EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVE. PITTSBURGH PA 15222 false true false false EVP, CFO & Treasurer Common Stock 2021-01-08 4 M false 253184 4.64 A 429994 D Common Stock 2021-01-08 4 S false 247049 29.5639 D 182945 D Common Stock 2021-01-08 4 S false 6135 30.1823 D 176810 D Stock Option (Right to Buy) 4.64 2021-01-08 4 M false 253184 0 D 2025-04-06 Common Stock 253184 200000 D The amount of these securities shown in column 5 of this table includes 28,095 unvested restricted stock units in respect of the issuer's common stock. Subject to Mr. Stas' continued employment with the issuer through the applicable vesting date, 13,812 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date; and 14,283 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Stas on December 4, 2020. This option is fully vested. The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.0800 to $30.0700, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4. The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.1000 to $30.3000, inclusive. /s/ John DiMascio, Attorney-in-Fact for Benedict J. Stas 2021-01-12