0001140361-18-014520.txt : 20180321 0001140361-18-014520.hdr.sgml : 20180321 20180321182201 ACCESSION NUMBER: 0001140361-18-014520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180319 FILED AS OF DATE: 20180321 DATE AS OF CHANGE: 20180321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stas Benedict J. CENTRAL INDEX KEY: 0001720175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 18705377 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 doc1.xml FORM 4 X0306 4 2018-03-19 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001720175 Stas Benedict J. EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 0 1 0 0 EVP, CFO & Treasurer Common Stock 2018-03-19 4 S 0 86950 21.285 D 219060 D Common Stock 2018-03-21 4 S 0 13043 21.285 D 206017 D This sale of shares of the issuer's common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the purchase by the reporting person of 2,000 shares of the issuer's common stock at a price of $18.00 per share on November 6, 2017 as part of a directed share program in connection with the issuer's initial public offering. The reporting person has agreed to pay to the issuer $6,570.00, representing the full amount of the profit realized in connection with the short-swing transaction, less the underwriting discount of $0.715 per share. These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018. This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share. This amount includes 203,545 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017. /s/ John DiMascio, Attorney-in-Fact for Benedict J. Stas 2018-03-21