0001140361-18-014512.txt : 20180321
0001140361-18-014512.hdr.sgml : 20180321
20180321181459
ACCESSION NUMBER: 0001140361-18-014512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180319
FILED AS OF DATE: 20180321
DATE AS OF CHANGE: 20180321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Irwin James M.
CENTRAL INDEX KEY: 0001720174
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18705363
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
doc1.xml
FORM 4
X0306
4
2018-03-19
1
0001604643
Evoqua Water Technologies Corp.
AQUA
0001720174
Irwin James M.
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE
PITTSBURGH
PA
15222
0
1
0
0
Executive Vice President
Common Stock
2018-03-19
4
S
0
7426
21.285
D
24498
D
Common Stock
2018-03-21
4
S
0
1113
21.285
D
23385
D
This sale of shares of the issuer's common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,500 shares, with the purchase by the reporting person of 1,500 shares of the issuer's common stock at a price of $18.00 per share on November 6, 2017 as part of a directed share program in connection with the issuer's initial public offering. The reporting person has agreed to pay to the issuer $4,927.50, representing the full amount of the profit realized in connection with the short-swing transaction, less the underwriting discount of $0.715 per share.
These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
This amount includes 21,552 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.
/s/ John DiMascio, Attorney-in-Fact for James M. Irwin
2018-03-21