0000895345-20-000221.txt : 20200219 0000895345-20-000221.hdr.sgml : 20200219 20200219193512 ACCESSION NUMBER: 0000895345-20-000221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aulick Rodney CENTRAL INDEX KEY: 0001720147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 20632032 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 form4.xml X0306 4 2020-02-14 0001604643 Evoqua Water Technologies Corp. AQUA 0001720147 Aulick Rodney EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 true Executive Vice President Common Stock 2020-02-14 4 A 0 11638 0 A 93933 D Stock Option (Right to Buy) 23.63 2020-02-14 4 A 0 45417 0 A 2030-02-14 Common Stock 45417 45417 D The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date. This amount includes 23,477 unvested restricted stock units in respect of the issuer's common stock. Of these restricted stock units, 11,638 are scheduled to vest as described in footnote 1 to this Form 4 and 11,839 are scheduled to vest, subject to the reporting person's continued employment with the issuer through the applicable vesting date, in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022, January 1, 2023 and January 1, 2024. /s/ John DiMascio, Attorney-in-Fact for Rodney Aulick 2020-02-19