0001682021-18-000007.txt : 20180508 0001682021-18-000007.hdr.sgml : 20180508 20180508163704 ACCESSION NUMBER: 0001682021-18-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 EFFECTIVENESS DATE: 20180508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Asset Management, LLC CENTRAL INDEX KEY: 0001604488 IRS NUMBER: 901006997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17430 FILM NUMBER: 18815222 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001604488 XXXXXXXX 03-31-2018 03-31-2018 false Vivaldi Asset Management, LLC

225 W. Wacker Drive Suite #2100 Chicago IL 60606

13F HOLDINGS REPORT 028-17430 N Michelle M. Comella 312-248-8292 /s Michelle M. Comella Chicago IL 05-08-2018 0 48 726776 INFORMATION TABLE 2 infotable.xml HOUGHTON MIFFLIN HARCOURT ORD Equity 44157R109 14705 2115891 SH SOLE 2115891 0 0 CAVIUM ORD Equity 14964U108 7636 96201 SH SOLE 96201 0 0 LAYNE CHRISTENSEN ORD Equity 521050104 1824 122245 SH SOLE 122245 0 0 DONNELLEY FINANCIAL SOLTN ORD Equity 25787G100 15534 904710 SH SOLE 904710 0 0 ORBITAL ATK ORD Equity 68557N103 8941 67421 SH SOLE 67421 0 0 MICROSTRATEGY CL A ORD Equity 594972408 10700 82955 SH SOLE 82955 0 0 FACEBOOK CL A ORD Equity 30303M102 3995 25000 SH SOLE 25000 0 0 NXP SEMICONDUCTORS ORD Equity N6596X109 105241 899498 SH SOLE 899498 0 0 LUXFER HOLDINGS ORD Equity G5698W116 11270 880449 SH SOLE 880449 0 0 VALIDUS HOLDINGS ORD Equity G9319H102 27338 405305 SH SOLE 405305 0 0 POTBELLY ORD Equity 73754Y100 11749 974992 SH SOLE 974992 0 0 RESOURCE CAPITAL REIT ORD Equity 76120W708 10973 1153882 SH SOLE 1153882 0 0 MULESOFT CL A ORD Equity 625207105 38573 877054 SH SOLE 877054 0 0 GENERAL CABLE ORD Equity 369300108 16033 541655 SH SOLE 541655 0 0 D R HORTON ORD Equity 23331A109 7925 180774 SH SOLE 180774 0 0 LIBERTY LATIN AMERICA CL A ORD Equity G9001E102 10284 528766 SH SOLE 528766 0 0 DARLING INGREDIENTS ORD Equity 237266101 14241 823177 SH SOLE 823177 0 0 WALT DISNEY ORD Equity 254687106 9070 90300 SH SOLE 90300 0 0 RSP PERMIAN ORD Equity 74978Q105 12726 271461 SH SOLE 271461 0 0 PRIMO WATER ORD Equity 74165N105 3187 272159 SH SOLE 272159 0 0 XL GROUP ORD Equity G98294104 41985 759773 SH SOLE 759773 0 0 IMAX ORD Equity 45245E109 13406 698215 SH SOLE 698215 0 0 BERKSHIRE HATHWAY CL A ORD Equity 084670108 11964 40 SH SOLE 40 0 0 SPDR S&P 500 ETF Equity 78462F103 13158 50000 SH SOLE 50000 0 0 MICROSEMI ORD Equity 595137100 40037 618616 SH SOLE 618616 0 0 CALLIDUS SOFTWARE ORD Equity 13123E500 29456 819352 SH SOLE 819352 0 0 TELENAV ORD Equity 879455103 1777 329150 SH SOLE 329150 0 0 DST SYSTEMS ORD Equity 233326107 18274 218453 SH SOLE 218453 0 0 NEXSTAR MEDIA GROUP ORD CL A Equity 65336K103 11534 173437 SH SOLE 173437 0 0 BLUELINX ORD Equity 09624H208 9550 293027 SH SOLE 293027 0 0 HOUSTON WIRE AND CABLE ORD Equity 44244K109 332 45285 SH SOLE 45285 0 0 LUTHER BURBANK ORD Equity 550550107 1923 160089 SH SOLE 160089 0 0 CSRA ORD Equity 12650T104 27654 670727 SH SOLE 670727 0 0 GREEN PLAINS ORD Equity 393222104 8245 490783 SH SOLE 490783 0 0 KAPSTONE PAPER AND PACKAGING ORD Equity 48562P103 10258 298972 SH SOLE 298972 0 0 AMERICAN INTERNATIONAL GROUP ORD Equity 026874784 5141 94465 SH SOLE 94465 0 0 SUPER MICRO COMPUTER ORD Equity 86800U104 3495 205584 SH SOLE 205584 0 0 ATLANTIC COAST FINANCIAL ORD Equity 048426100 3878 376485 SH SOLE 376485 0 0 ARCHROCK PARTNERS UNT Equity 03957U100 132 10819 SH SOLE 10819 0 0 BERKSHIRE HATHWAY CL B ORD Equity 084670702 1011 5070 SH SOLE 5070 0 0 BLACKHAWK NETWORK HOLDINGS ORD Equity 09238E104 38338 857667 SH SOLE 857667 0 0 DR PEPPER SNAPPLE GROUP ORD Equity 26138E109 25475 215197 SH SOLE 215197 0 0 BLUE BUFFALO PET PRODUCTS ORD Equity 09531U102 51099 1283565 SH SOLE 1283565 0 0