0001604488-24-000123.txt : 20240214 0001604488-24-000123.hdr.sgml : 20240214 20240214170930 ACCESSION NUMBER: 0001604488-24-000123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Trust Capital Management L.P. CENTRAL INDEX KEY: 0001604488 ORGANIZATION NAME: IRS NUMBER: 901006997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17430 FILM NUMBER: 24640409 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: 21ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 872-260-4182 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: 21ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Vivaldi Asset Management, LLC DATE OF NAME CHANGE: 20140402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001604488 XXXXXXXX 12-31-2023 12-31-2023 false First Trust Capital Management L.P.

225 W. Wacker Drive 21st Floor Chicago IL 60606

13F HOLDINGS REPORT 028-17430 N Jacob Atkinson 847-386-2913 Jacob Atkinson Chicago IL 02-14-2024 1 143 1304423285 1 0001125816 028-06487 FIRST TRUST ADVISORS LP INFORMATION TABLE 2 infotable.xml 99 ACQUISITION GROUP INC Equity 65445K101 4076000 400000 SH SOLE 400000 0 0 AGRICULTURE & NAT SOL ACQ CO Equity G0131Y126 28834526 2840840 SH SOLE 2840840 0 0 AIMEI HEALTH TECHNOLOGY CO L Equity G01341117 3060000 300000 SH SOLE 300000 0 0 AIMFINITY INVESTMENT CORP I Equity G0135E142 3504000 320000 SH SOLE 320000 0 0 ALBERTSONS COS INC Equity 013091103 3218735 139945 SH SOLE 1 139945 0 0 ALCHEMY INVTS ACQUISITN CORP Equity G0232F109 4867013 466636 SH SOLE 466636 0 0 ALPHA STAR ACQUISITION CORP Equity G0230C108 8597143 768288 SH SOLE 768288 0 0 ALPHAVEST ACQUISITION CORP Equity G0283A108 5963746 556839 SH SOLE 556839 0 0 ALTERYX INC Equity 02156B103 45528311 965401 SH SOLE 965401 0 0 AMEDISYS INC Equity 023436108 2672707 28116 SH SOLE 1 28116 0 0 AMEDISYS INC Equity 023436108 558953 5880 SH SOLE 5880 0 0 AMERICAN EQTY INVT LIFE HLD Equity 025676206 54260311 972407 SH SOLE 972407 0 0 ANDRETTI ACQUISITION CORP Equity G26735103 10870000 1000000 SH SOLE 1000000 0 0 AP ACQUISITION CORP Equity G04058106 12425610 1116407 SH SOLE 1116407 0 0 APX ACQUISITION CORP I Equity G0440J109 5339568 477600 SH SOLE 477600 0 0 ARES ACQUISITION CORP II Equity G33033104 23005125 2203556 SH SOLE 2203556 0 0 ARYA SCIENCES ACQU CORP IV Equity G31659108 1196373 109759 SH SOLE 109759 0 0 BATTERY FUTURE ACQUISITION C Equity G0888J108 5425000 500000 SH SOLE 500000 0 0 BAYVIEW ACQUISITION CORP Equity 07323B100 5655650 565000 SH SOLE 565000 0 0 BAYVIEW ACQUISITION CORP Equity 07323B118 67800 565000 SH SOLE 565000 0 0 BLUE OCEAN ACQUISITION CORP Equity G1330L105 2695032 250003 SH SOLE 250003 0 0 BLUE WORLD ACQUISITION CORP Equity G1263E102 2408785 218583 SH SOLE 218583 0 0 BLUEGREEN VACATIONS HLDG COR Equity 096308101 2814296 37464 SH SOLE 37464 0 0 BLUERIVER ACQUISITION CORP Equity G1261Q107 286050 26834 SH SOLE 26834 0 0 BUKIT JALIL GBL ACQUISITION Equity G1676M105 5195000 500000 SH SOLE 500000 0 0 BURTECH ACQUISITION CORP Equity 123013104 5916522 551400 SH SOLE 551400 0 0 BYNORDIC ACQUISITION CORP Equity 124420100 176448 16114 SH SOLE 16114 0 0 CAPITALWORKS EMNG MKTS ACQST Equity G1889L100 1625432 149465 SH SOLE 149465 0 0 CAPRI HOLDINGS LIMITED Equity G1890L107 1164714 23183 SH SOLE 1 23183 0 0 CARTESIAN GROWTH CORP II Equity G19305112 17265858 1578232 SH SOLE 1578232 0 0 CARTICA ACQUISITION CORP Equity G1995D109 3818500 350000 SH SOLE 350000 0 0 CATCHA INVESTMENT CORP Equity G1962Y102 1005785 90367 SH SOLE 90367 0 0 CETUS CAP ACQUISITION CORP Equity 15719Y105 1162266 110692 SH SOLE 110692 0 0 CF ACQUISITION CORP VII Equity 12521H107 12916449 1191005 SH SOLE 1191005 0 0 CHENGHE ACQUISITION CO Equity G2086M107 9149008 831728 SH SOLE 831728 0 0 CHENGHE ACQUISITION I CO Equity G5380L105 4050878 367260 SH SOLE 367260 0 0 CHICOS FAS INC Equity 168615102 1443422 190425 SH SOLE 1 190425 0 0 CHURCHILL CAPITAL CORP VII Equity 17144M102 10500021 1000002 SH SOLE 1000002 0 0 COLISEUM ACQUISITION CORP Equity G2263T123 4519851 424001 SH SOLE 424001 0 0 COLOMBIER ACQUISITION CORP I Equity G2283U126 5594400 555000 SH SOLE 555000 0 0 COMPASS DIGITAL ACQUISITN CO Equity G2476C107 6166020 578969 SH SOLE 578969 0 0 CONCORD ACQUISITION CORP II Equity 20607U108 15570000 1500000 SH SOLE 1500000 0 0 CSLM ACQUISITION CORP Equity G2365L101 2994750 275000 SH SOLE 275000 0 0 DHC ACQUISITION CORP Equity G2758T109 3652480 344899 SH SOLE 344899 0 0 DISTOKEN ACQUISITION CORP Equity G27740110 3998553 377222 SH SOLE 377222 0 0 DP CAP ACQUISITION CORP I Equity G2R05B100 2039120 187247 SH SOLE 187247 0 0 DUET ACQUISITION CORP Equity 26431Q106 5486401 500584 SH SOLE 500584 0 0 ENERGY TRANSFER L P Equity 29273V100 315156 22837 SH SOLE 22837 0 0 ENGAGESMART INC Equity 29283F103 6416557 280199 SH SOLE 280199 0 0 ENPHYS ACQUISITION CORP Equity G3167L109 2134000 200000 SH SOLE 200000 0 0 ENTERPRISE PRODS PARTNERS L Equity 293792107 201637 7652 SH SOLE 7652 0 0 ESH ACQUISITION CORP Equity 296424104 7427765 724759 SH SOLE 724759 0 0 EVE MOBILITY ACQUISITION COR Equity G3218G109 6584912 609150 SH SOLE 609150 0 0 EVEREST CONSOLIDATOR ACQ COR Equity 29978K102 12411266 1134485 SH SOLE 1134485 0 0 EVERGREEN CORPORATION Equity G3312W109 8885415 794078 SH SOLE 794078 0 0 FEUTUNE LIGHT ACQUISITION CO Equity 31561T102 4516840 417839 SH SOLE 417839 0 0 FINNOVATE ACQUISITION CORP Equity G3R34K103 3607879 325915 SH SOLE 325915 0 0 FINTECH ECOSYSTEM DEVE Equity 318136108 4209983 390001 SH SOLE 390001 0 0 FIRST TR EXCH TRADED FD III Equity 33739E108 374663 22222 SH SOLE 22222 0 0 FOCUS IMPACT ACQUISITION COR Equity 34417L109 2271753 207466 SH SOLE 207466 0 0 FRANKLIN ETF TR Equity 353506108 529125 5881 SH SOLE 5881 0 0 FTAC EMERALD ACQUISITION COR Equity 29103K100 20045000 1900000 SH SOLE 1900000 0 0 GENERATION ASIA I ACQUISITIO Equity G38258102 8323659 765746 SH SOLE 765746 0 0 GLOBAL LIGHTS ACQUISITION CO Equity G3937F101 5544000 550000 SH SOLE 550000 0 0 GLOBAL PARTNER ACQISTN CORP Equity G3934P102 4013127 362526 SH SOLE 362526 0 0 GLOBAL STAR ACQUISITION INC Equity 37962G102 1026038 96796 SH SOLE 96796 0 0 GOLDEN STAR ACQUISITION CORP Equity G4023C101 1862054 178700 SH SOLE 178700 0 0 GOLDENSTONE ACQUISITION LTD Equity 38136Y102 4606762 428536 SH SOLE 428536 0 0 GORES HOLDINGS IX INC Equity 38287A101 14198499 1352238 SH SOLE 1352238 0 0 HAYMAKER ACQUISITION CORP IV Equity G4375F108 12728412 1239378 SH SOLE 1239378 0 0 HENNESSY CAPITAL INVST CORP Equity 42600H108 20377500 1950000 SH SOLE 1950000 0 0 HOLLYSYS AUTOMATION TCHNGY L Equity G45667105 4709061 178712 SH SOLE 178712 0 0 HORIZON SPACE ACQUSTN I CORP Equity G4619M109 5868999 546971 SH SOLE 546971 0 0 IMMUNOGEN INC Equity 45253H101 16530824 557532 SH SOLE 557532 0 0 IMMUNOGEN INC Equity 45253H101 1161924 39188 SH SOLE 1 39188 0 0 INFINT ACQUISITION CORP Equity G47862100 7776313 693076 SH SOLE 693076 0 0 INFLECTION PT ACQUISITN CRP Equity G4790U102 12427062 1203007 SH SOLE 1203007 0 0 INTEGRATED RAIL AND RES ACQ Equity 45827R106 3904241 355254 SH SOLE 355254 0 0 INTEGRATED WELLNESS ACQ CORP Equity G4828B100 4824600 430000 SH SOLE 430000 0 0 INVESTCORP EUROPE ACQUISITIO Equity G4923T105 10679317 969085 SH SOLE 969085 0 0 INVESTCORP INDIA ACQUISTN CO Equity G49219101 15999649 1455837 SH SOLE 1455837 0 0 IROBOT CORP Equity 462726100 1106162 28583 SH SOLE 1 28583 0 0 IROBOT CORP Equity 462726100 35952 929 SH SOLE 929 0 0 ISHARES TR Equity 464287226 871911 8785 SH SOLE 8785 0 0 ISRAEL ACQUISITIONS CORP Equity G49667101 10235574 953033 SH SOLE 953033 0 0 IX ACQUISITION CORP Equity G5000D103 4201298 380208 SH SOLE 380208 0 0 KARUNA THERAPEUTICS INC Equity 48576A100 4874254 15400 SH SOLE 15400 0 0 KEEN VISION ACQUISITION CORP Equity G52443101 12950000 1250000 SH SOLE 1250000 0 0 KENSINGTON CAPITAL ACQUISITI Equity G5251K103 4789847 448068 SH SOLE 448068 0 0 KERNEL GROUP HOLDINGS INC Equity G5259L103 5702510 530960 SH SOLE 530960 0 0 L CATTERTON ASIA ACQUISITION Equity G5346G125 20587881 1909822 SH SOLE 1909822 0 0 LAKELAND BANCORP INC Equity 511637100 1549445 104763 SH SOLE 1 104763 0 0 LAKELAND BANCORP INC Equity 511637100 248073 16773 SH SOLE 16773 0 0 MARS ACQUISITION CORP Equity G5870E108 1224576 115200 SH SOLE 115200 0 0 METAL SKY STAR ACQUISITION C Equity G6053N105 284495 26005 SH SOLE 26005 0 0 MIRATI THERAPEUTICS INC Equity 60468T105 2373559 40401 SH SOLE 1 40401 0 0 MIRATI THERAPEUTICS INC Equity 60468T105 48763 830 SH SOLE 830 0 0 MOUNTAIN & CO I ACQUISITN CO Equity G6301J104 12311542 1089517 SH SOLE 1089517 0 0 MPLX LP Equity 55336V100 221287 6026 SH SOLE 6026 0 0 NABORS ENERGY TRANSITION COR Equity G6363K106 16782397 1613692 SH SOLE 1613692 0 0 NATIONAL WESTN LIFE GROUP IN Equity 638517102 9928476 20555 SH SOLE 20555 0 0 NATIONAL WESTN LIFE GROUP IN Equity 638517102 1156833 2395 SH SOLE 1 2395 0 0 OAK WOODS ACQUISITION CORP Equity 67190B104 6005975 570368 SH SOLE 570368 0 0 PAPAYA GRWT OPPORTUNITY CORP Equity 69882P102 595746 55264 SH SOLE 55264 0 0 PATRIA LATIN AMRCN OPPRNTY A Equity G69454109 18604754 1676104 SH SOLE 1676104 0 0 PEGASUS DIGITAL MOBILITY ACQ Equity G69768102 4852431 439134 SH SOLE 439134 0 0 PIONEER NAT RES CO Equity 723787107 37597687 167190 SH SOLE 167190 0 0 PLAINS ALL AMERN PIPELINE L Equity 726503105 219355 14479 SH SOLE 14479 0 0 ALPHA PARTNERS TECH MERGR CO Equity G63290111 16582988 1549812 SH SOLE 1549812 0 0 PNM RES INC Equity 69349H107 1605552 38595 SH SOLE 1 38595 0 0 PONO CAP THREE INC Equity G71704103 12595097 1185979 SH SOLE 1185979 0 0 POWERUP ACQUISITION CORP Equity G7207P103 1398810 128449 SH SOLE 128449 0 0 PROJECT ENERGY REIMAGINED AC Equity G72556106 11472678 1085400 SH SOLE 1085400 0 0 PYROPHYTE ACQUISITION CORP Equity G7308P101 9015413 819583 SH SOLE 819583 0 0 QUANTUM FINTECH ACQUISTIN CO Equity 74767A105 1202114 112033 SH SOLE 112033 0 0 RAYZEBIO INC Equity 75525N107 8758634 140882 SH SOLE 140882 0 0 RIGEL RESOURCE ACQ CORP Equity G7573M106 27451260 2504677 SH SOLE 2504677 0 0 ROSS ACQUISITION CORP II Equity G7641C106 5405219 496347 SH SOLE 496347 0 0 ROVER GROUP INC Equity 77936F103 8160000 750000 SH SOLE 750000 0 0 ROVER GROUP INC Equity 77936F103 2002790 184080 SH SOLE 1 184080 0 0 RPT REALTY Equity 74971D101 30145471 2349608 SH SOLE 2349608 0 0 RPT REALTY Equity 74971D101 2163638 168639 SH SOLE 1 168639 0 0 SCREAMING EAGLE ACQUISITN CO Equity G79407105 63679373 6007488 SH SOLE 6007488 0 0 SDCL EDGE ACQUISITION CORP Equity G79471101 14101776 1310574 SH SOLE 1310574 0 0 SK GROWTH OPPORTUNITIES CORP Equity G8192N103 7033000 650000 SH SOLE 650000 0 0 SOVOS BRANDS INC Equity 84612U107 1952717 88639 SH SOLE 1 88639 0 0 SP PLUS CORP Equity 78469C103 863973 16858 SH SOLE 1 16858 0 0 SPARK I ACQUISITION CORP Equity G8316B100 3009988 296843 SH SOLE 296843 0 0 SPIRIT RLTY CAP INC NEW Equity 84860W300 146756064 3359031 SH SOLE 3359031 0 0 SPLUNK INC Equity 848637104 38994744 255955 SH SOLE 255955 0 0 SPLUNK INC Equity 848637104 3485006 22875 SH SOLE 1 22875 0 0 SPREE ACQUISITION CORP 1 LTD Equity G83745102 4171735 382027 SH SOLE 382027 0 0 SPRING VALLEY ACQUISTN CORP Equity G83752108 24176446 2236489 SH SOLE 2236489 0 0 TARGET GLOBAL ACQUISI I CORP Equity G8675N109 644935 58418 SH SOLE 58418 0 0 TEXTAINER GROUP HOLDINGS LTD Equity G8766E109 26563129 539901 SH SOLE 539901 0 0 TLGY ACQUISITION CORPORATION Equity G8656T109 2518096 227265 SH SOLE 227265 0 0 TORTOISEECOFIN ACQUISITION C Equity G8956E109 17998426 1694767 SH SOLE 1694767 0 0 TRISTAR ACQUISITION I CORP Equity G9074V106 10831473 1004309 SH SOLE 1004309 0 0 TWO Equity G9152V101 2771414 261701 SH SOLE 261701 0 0 VALUENCE MERGER CORP I Equity G9R16L100 6880295 614861 SH SOLE 614861 0 0 WESTERN MIDSTREAM PARTNERS L Equity 958669103 217883 7446 SH SOLE 7446 0 0 ZALATORIS ACQUISITION CORP Equity 89301B104 4331401 405942 SH SOLE 405942 0 0 ZALATORIS II ACQUISITION COR Equity G9831X106 6884360 644000 SH SOLE 644000 0 0