The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ACACIA COMMUNICATIONS INCEquity00401C10814210SH SOLE 21000
ACACIA COMMUNICATIONS INCEquity00401C1083785,602SH DFND15,60200
ACAMAR PARTNERS ACQSITION COEquity00428510273672,048SH SOLE 72,04800
ACE CONVERGENCE ACQU CORPEquityG0083D1121,258122,728SH SOLE 122,72800
ADVANCED DISP SVCS INC DELEquity00790X10127,836920,791SH SOLE 920,79100
ADVANCED DISP SVCS INC DELEquity00790X1011,03734,314SH DFND134,31400
AIMMUNE THERAPEUTICS INCEquity00900T10718,107525,598SH SOLE 525,59800
ALUSSA ENERGY ACQUISITION COEquityG0232J1012,163217,824SH SOLE 217,82400
AMCI ACQUISITION CORPEquity00165R1012,867277,262SH SOLE 277,26200
ANDINA ACQUISITION CORP IIIEquityG044151082,251219,813SH SOLE 219,81300
ARTIUS ACQUISITION INCEquity04316G1051,909192,011SH SOLE 192,01100
ASCENDANT DIGITAL ACQUISITIOEquityG0515512516615,800SH SOLE 15,80000
BITAUTO HLDGS LTDEquity09172710751332,549SH DFND132,54900
BOWX ACQUISITION CORPEquity10308520572170,290SH SOLE 70,29000
BURGUNDY TECHNOLOGY ACQU COREquityG1702T1321,312131,745SH SOLE 131,74500
CAPSTAR SPL PURP ACQUISITIONEquity14070Y20012912,640SH SOLE 12,64000
CC NEUBERGER PRIN HLDGS IIEquityG3166T12915314,855SH SOLE 14,85500
CC NEUBERGER PRINCIPAL HLDNGEquityG1992Y10636133,332SH SOLE 33,33200
CC NEUBERGER PRINCIPAL HLDNGEquityG1992Y11415614,999SH SOLE 14,99900
CELLULAR BIOMEDICINE GROUP IEquity15117P10265335,613SH DFND135,61300
CF FIN ACQUISITION CORPEquity12528N1072,885277,381SH SOLE 277,38100
CHP MERGER CORPEquity12558Y1061,786175,313SH SOLE 175,31300
CHURCHILL CAPITAL CORP IVEquity1714392013,514350,651SH SOLE 350,65100
CIIG MERGER CORPEquity12559C20248247,185SH SOLE 47,18500
CLIMATE CHANGE CRISIS REAL IEquity18716C2092,412240,000SH SOLE 240,00000
CM LIFE SCIENCES INCEquity18978W2081,179112,602SH SOLE 112,60200
COLONNADE ACQUISITION CORPEquityG2283K1281,077108,100SH SOLE 108,10000
CRESCENT ACQUISITION CORPEquity22564L1053,920390,441SH SOLE 390,44100
D8 HOLDINGS CORPEquityG2614K1021,580156,910SH SOLE 156,91000
DFP HEALTHCARE ACQUISITNS COEquity23343Q10071568,884SH SOLE 68,88400
DMY TECHNOLOGY GROUP INC IIEquity2332772011,565153,000SH SOLE 153,00000
E MERGE TECHNOLOGY ACQUISITIEquity26873Y2034,008397,594SH SOLE 397,59400
E TRADE FINANCIAL CORPEquity2692464017,595151,750SH SOLE 151,75000
E TRADE FINANCIAL CORPEquity2692464014619,205SH DFND19,20500
EAST RES ACQUISITION COEquity27468120463662,998SH SOLE 62,99800
EQUITY DISTR ACQUISITION COREquity29465E2052,884280,000SH SOLE 280,00000
FALCON CAPITAL ACQUISITN COREquity30606L2073,087300,000SH SOLE 300,00000
FG NEW AMER ACQUISITION CORPEquity30259V2056,137613,100SH SOLE 613,10000
FITBIT INCEquity33812L10219427,816SH DFND127,81600
FOLEY TRASIMENE ACQUISITIONEquity34432820885784,055SH SOLE 84,05500
FORTRESS VALUE ACQUISITION IEquity3496422071,178114,405SH SOLE 114,40500
FORUM MERGER III CORPEquity3498852021,845176,719SH SOLE 176,71900
FTAC OLYMPUS ACQUISITION COREquityG372881183,500350,000SH SOLE 350,00000
FUSION ACQUISITION CORPEquity36118H20465163,200SH SOLE 63,20000
GIGCAPITAL2 INCEquity37503610044944,151SH SOLE 44,15100
GORES HLDGS V INCEquity38286420566263,945SH SOLE 63,94500
GS ACQUISITION HLDGS CORP IIEquity36258Q20435531,600SH SOLE 31,60000
GX ACQUISITION CORPEquity36251A1073,225307,128SH SOLE 307,12800
HAYMAKER ACQUISITION CORP IIEquity42087L1013,431343,057SH SOLE 343,05700
HUDSON LTDEquityG4640810363483,397SH DFND183,39700
HUDSON EXECUTIVE INVT CORPEquity44376120058455,857SH SOLE 55,85700
IMMUNOMEDICS INCEquity45290710817,775209,046SH SOLE 209,04600
INNERWORKINGS INCEquity45773Y105344114,962SH DFND1114,96200
JERNIGAN CAP INCEquity47640510581547,540SH DFND147,54000
JUNIPER INDL HLDGS INCEquity48205G1061,815173,500SH SOLE 173,50000
JUNIPER INDL HLDGS INCEquity48205G20539334,451SH SOLE 34,45100
KENSINGTON CAP ACQUISITION CEquity49007310340224,027SH SOLE 24,02700
LEISURE ACQUISITION CORPEquity52539T10724923,303SH SOLE 23,30300
LIONHEART ACQUISITION CORP IEquity53625R2033,327334,000SH SOLE 334,00000
LIVE OAK ACQUISITION CORPEquity53804F20252850,000SH SOLE 50,00000
LIVONGO HEALTH INCEquity53918310338,523275,063SH SOLE 275,06300
LIVONGO HEALTH INCEquity5391831031,0497,491SH DFND17,49100
LONGVIEW ACQUISITION CORPEquity543195101986100,399SH SOLE 100,39900
MALACCA STRAITS ACQUISITIONEquityG5859B12583984,345SH SOLE 84,34500
MEGALITH FINL ACQUISITION COEquity58518F1091,687163,595SH SOLE 163,59500
MOMENTA PHARMACEUTICALS INCEquity60877T10015,914303,245SH SOLE 303,24500
MOMENTA PHARMACEUTICALS INCEquity60877T1003456,569SH DFND16,56900
MONOCLE ACQUISITION CORPEquity6097541061,819177,679SH SOLE 177,67900
MVC CAP INCEquity55382910252166,719SH DFND166,71900
NATIONAL GEN HLDGS CORPEquity63622030326,638789,280SH SOLE 789,28000
NATIONAL GEN HLDGS CORPEquity6362203032778,215SH DFND18,21500
NEW PROVIDENCE ACQUISITIONEquity64822P1064,196416,645SH SOLE 416,64500
NEWHOLD INVESTMENT CORPEquity65144820182682,116SH SOLE 82,11600
NORTH MOUNTAIN MERGER CORPEquity6612042062,066202,587SH SOLE 202,58700
NORTHERN GENESIS ACQUISITIONEquity66516T2032,797280,000SH SOLE 280,00000
OAKTREE ACQUISITION CORP IIEquityG6715X1291,852180,000SH SOLE 180,00000
ONEEquityG7000X11373767,626SH SOLE 67,62600
PMV CONSUMER ACQUISITION COREquity6934862011,798180,000SH SOLE 180,00000
PRIME IMPACT ACQUISITION IEquityG610741113,436342,900SH SOLE 342,90000
QELL ACQUISITION CORPEquityG7307X1212,845280,000SH SOLE 280,00000
REDBALL ACQUISITION CORPEquityG7417R1211,436135,900SH SOLE 135,90000
REPLAY ACQUISITION CORPEquityG7513010765163,913SH SOLE 63,91300
RMG ACQUISITION CORPEquity7496411061,605150,161SH SOLE 150,16100
ROSETTA STONE INCEquity77778010716,345545,192SH SOLE 545,19200
SC HEALTH CORPEquityG7851620355054,515SH SOLE 54,51500
SCHULTZE SPL PURP ACQUSTN COEquity80821R10913413,183SH SOLE 13,18300
SILVER SPIKE ACQUISITION COREquityG8136L10641440,893SH SOLE 40,89300
SOCIAL CAP HEDSPIA HLDG CO IEquityG8251K1073,249260,736SH SOLE 260,73600
SOFTWARE ACQUISITN GRUP INCEquity83407F2001,791180,000SH SOLE 180,00000
SOUTH MTN MERGER CORPEquity83888410452350,000SH SOLE 50,00000
STABLE RD ACQUISITION CORPEquity85236Q1091,176116,657SH SOLE 116,65700
STARBOARD VALUE ACQUISITN COEquity85521J2082,309228,582SH SOLE 228,58200
SUSTAINABLE OPPORTNTS ACQ COEquityG8598Y1091,032101,152SH SOLE 101,15200
TAILWIND ACQUISITION CORPEquity87403Q2013,306328,945SH SOLE 328,94500
TD AMERITRADE HLDG CORPEquity87236Y1083258,311SH DFND18,31100
THUNDER BRDG ACQUISTION II LEquityG8857S11653852,700SH SOLE 52,70000
TIFFANY & CO NEWEquity88654710847404SH SOLE 40400
TIFFANY & CO NEWEquity8865471083322,869SH DFND12,86900
TORTOISE ACQUISITION CORP IIEquityG895541101,469135,000SH SOLE 135,00000
TREBIA ACQUISITION CORPEquityG9027T10958357,278SH SOLE 57,27800
TREBIA ACQUISITION CORPEquityG9027T12540437,400SH SOLE 37,40000
TRINE ACQUISITION CORPEquity89628U10815013,846SH SOLE 13,84600
TUSCAN HLDGS CORPEquity90069K1043,096304,125SH SOLE 304,12500
TUSCAN HLDGS CORP IIEquity90070A10326026,076SH SOLE 26,07600
UNION ACQUISITION CORP IIEquityG9402Q10059660,011SH SOLE 60,01100
VARIAN MED SYS INCEquity92220P10521,114122,757SH SOLE 122,75700
VARIAN MED SYS INCEquity92220P1056003,489SH DFND13,48900
VECTOR ACQUISITION CORPEquityG9442R1002,978293,705SH SOLE 293,70500
VESPER HEALTHCARE ACQSTN COREquity92538T2032,985290,900SH SOLE 290,90000
VIVINT SOLAR INCEquity92854Q10656413,318SH DFND113,31800
VPC IMPACT ACQUISITION HLDNGEquityG9441E1262,500250,000SH SOLE 250,00000
WILLIS TOWERS WATSON PLC LTDEquityG9662910323,822114,081SH SOLE 114,08100
WILLIS TOWERS WATSON PLC LTDEquityG966291031,0084,825SH DFND14,82500
WRIGHT MED GROUP N VEquityN9661711812,694415,661SH SOLE 415,66100
WRIGHT MED GROUP N VEquityN9661711835511,630SH DFND111,63000