0001604488-20-000003.txt : 20200211 0001604488-20-000003.hdr.sgml : 20200211 20200210174227 ACCESSION NUMBER: 0001604488-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Asset Management, LLC CENTRAL INDEX KEY: 0001604488 IRS NUMBER: 901006997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17430 FILM NUMBER: 20593177 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001604488 XXXXXXXX 12-31-2019 12-31-2019 false Vivaldi Asset Management, LLC

225 W. Wacker Drive Suite #2100 Chicago IL 60606

13F HOLDINGS REPORT 028-17430 N Jennifer Yong 312-248-8300 Jennifer Yong Chicago IL 02-10-2020 0 42 315963 INFORMATION TABLE 2 infotable.xml ADVANSIX INC Equity 00773T101 1011 50670 SH SOLE 50670 0 0 AIRCASTLE LTD Equity G0129K104 10714 334720 SH SOLE 334720 0 0 ALLERGAN PLC Equity G0177J108 60303 315444 SH SOLE 315444 0 0 ARQULE INC Equity 04269E107 13076 655127 SH SOLE 655127 0 0 AUDENTES THERAPEUTICS INC Equity 05070R104 8778 146692 SH SOLE 146692 0 0 CAMECO CORP Equity 13321L108 279 31324 SH SOLE 31324 0 0 CROSSAMERICA PARTNERS LP Equity 22758A105 856 47439 SH SOLE 47439 0 0 DARLING INGREDIENTS INC Equity 237266101 3109 110727 SH SOLE 110727 0 0 DIAMOND HILL INVESTMENT GROU Equity 25264R207 968 6895 SH SOLE 6895 0 0 DIAMOND S SHIPPING INC Equity Y20676105 701 41878 SH SOLE 41878 0 0 EXFO INC Equity 302046107 730 157780 SH SOLE 157780 0 0 EZCORP INC Equity 302301106 960 140698 SH SOLE 140698 0 0 GLOBAL SHIP LEASE INC NEW Equity Y27183600 1151 130360 SH SOLE 130360 0 0 HARVARD BIOSCIENCE INC Equity 416906105 135 44348 SH SOLE 44348 0 0 HERITAGE CRYSTAL CLEAN INC Equity 42726M106 642 20455 SH SOLE 20455 0 0 INSTRUCTURE INC Equity 45781U103 1451 30102 SH SOLE 30102 0 0 INTERDIGITAL INC Equity 45867G101 519 9526 SH SOLE 9526 0 0 INTERNATIONAL SEAWAYS INC Equity Y41053102 1168 39241 SH SOLE 39241 0 0 INTERXION HOLDING N.V Equity N47279109 25789 307709 SH SOLE 307709 0 0 LIBERTY PPTY TR Equity 531172104 69723 1161090 SH SOLE 1161090 0 0 LOGMEIN INC Equity 54142L109 5982 69771 SH SOLE 69771 0 0 LYDALL INC DEL Equity 550819106 291 14163 SH SOLE 14163 0 0 MEDICINES CO Equity 584688105 4598 54132 SH SOLE 54132 0 0 MICROSTRATEGY INC Equity 594972408 1378 9659 SH SOLE 9659 0 0 NAVIGATOR HOLDINGS LTD Equity Y62132108 594 44078 SH SOLE 44078 0 0 NOKIA CORP Equity 654902204 421 113552 SH SOLE 113552 0 0 ORION ENGINEERED CARBONS S A Equity L72967109 1287 66701 SH SOLE 66701 0 0 PATTERN ENERGY GROUP INC Equity 70338P100 15080 563634 SH SOLE 563634 0 0 POTBELLY CORP Equity 73754Y100 593 140456 SH SOLE 140456 0 0 SCORPIO TANKERS INC Equity Y7542C130 587 14927 SH SOLE 14927 0 0 SELECT INTERIOR CONCEPTS INC Equity 816120307 746 83023 SH SOLE 83023 0 0 SONIM TECHNOLOGIES INC Equity 83548F101 1357 373793 SH SOLE 373793 0 0 SPARK NETWORKS SE Equity 846517100 100 22111 SH SOLE 22111 0 0 SYNTHORX INC Equity 87167A103 2186 31271 SH SOLE 31271 0 0 TALLGRASS ENERGY LP Equity 874696107 26827 1212808 SH SOLE 1212808 0 0 TECH DATA CORP Equity 878237106 12221 85101 SH SOLE 85101 0 0 TIFFANY & CO NEW Equity 886547108 9884 73957 SH SOLE 73957 0 0 TWITTER INC Equity 90184L102 594 18533 SH SOLE 18533 0 0 VISHAY PRECISION GROUP INC Equity 92835K103 291 8557 SH SOLE 8557 0 0 WELLCARE HEALTH PLANS INC Equity 94946T106 16552 50127 SH SOLE 50127 0 0 LYON WILLIAM HOMES Equity 552074700 2967 148512 SH SOLE 148512 0 0 WRIGHT MED GROUP N V Equity N96617118 9364 307219 SH SOLE 307219 0 0