0001604488-19-000018.txt : 20191114
0001604488-19-000018.hdr.sgml : 20191114
20191114112909
ACCESSION NUMBER: 0001604488-19-000018
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivaldi Asset Management, LLC
CENTRAL INDEX KEY: 0001604488
IRS NUMBER: 901006997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17430
FILM NUMBER: 191217854
BUSINESS ADDRESS:
STREET 1: 225 W. WACKER DRIVE
STREET 2: SUITE #2100
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-248-8300
MAIL ADDRESS:
STREET 1: 225 W. WACKER DRIVE
STREET 2: SUITE #2100
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
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0001604488
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09-30-2019
09-30-2019
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Vivaldi Asset Management, LLC
225 W. Wacker Drive
Suite #2100
Chicago
IL
60606
13F HOLDINGS REPORT
028-17430
N
Jennifer Yong
Compliance Manager
312-248-8292
Jennifer Yong
Chicago
IL
11-14-2019
0
37
308074
INFORMATION TABLE
2
infotable.xml
ADVANSIX INC
Equity
00773T101
877
34112
SH
SOLE
34112
0
0
ALLERGAN PLC
Equity
G0177J108
24893
147916
SH
SOLE
147916
0
0
AVEDRO INC
Equity
05355N109
4447
195894
SH
SOLE
195894
0
0
BLUELINX HLDGS INC
Equity
09624H208
2441
75515
SH
SOLE
75515
0
0
BROOKFIELD ASSET MGMT INC
Equity
112585104
38127
718158
SH
SOLE
718158
0
0
CAMBREX CORP
Equity
132011107
13648
229380
SH
SOLE
229380
0
0
CAMECO CORP
Equity
13321L108
287
30205
SH
SOLE
30205
0
0
CARBON BLACK INC
Equity
14081R103
10262
394848
SH
SOLE
394848
0
0
CARE COM INC
Equity
141633107
1049
100337
SH
SOLE
100337
0
0
CELGENE CORP
Equity
151020104
42685
429854
SH
SOLE
429854
0
0
CORINDUS VASCULAR ROBOTICS I
Equity
218730109
5460
1275763
SH
SOLE
1275763
0
0
CROSSAMERICA PARTNERS LP
Equity
22758A105
607
35553
SH
SOLE
35553
0
0
DARLING INGREDIENTS INC
Equity
237266101
2527
132076
SH
SOLE
132076
0
0
DIAMOND HILL INVESTMENT GROU
Equity
25264R207
1125
8148
SH
SOLE
8148
0
0
DIAMOND S SHIPPING INC
Equity
Y20676105
214
19442
SH
SOLE
19442
0
0
EXFO INC
Equity
302046107
703
176140
SH
SOLE
176140
0
0
EZCORP INC
Equity
302301106
796
123361
SH
SOLE
123361
0
0
GARRETT MOTION INC
Equity
366505105
536
53806
SH
SOLE
53806
0
0
GLOBAL SHIP LEASE INC NEW
Equity
Y27183600
637
83272
SH
SOLE
83272
0
0
GREEN PLAINS INC
Equity
393222104
829
78244
SH
SOLE
78244
0
0
HERITAGE CRYSTAL CLEAN INC
Equity
42726M106
961
36265
SH
SOLE
36265
0
0
KEMET CORP
Equity
488360207
562
30901
SH
SOLE
30901
0
0
MEDIDATA SOLUTIONS INC
Equity
58471A105
22567
246631
SH
SOLE
246631
0
0
MICROSTRATEGY INC
Equity
594972408
1495
10076
SH
SOLE
10076
0
0
OLD LINE BANCSHARES INC
Equity
67984M100
2540
87554
SH
SOLE
87554
0
0
ONESPAN INC
Equity
68287N100
462
31839
SH
SOLE
31839
0
0
ORION ENGINEERED CARBONS S A
Equity
L72967109
1474
88187
SH
SOLE
88187
0
0
PRESIDIO INC
Equity
74102M103
5537
327608
SH
SOLE
327608
0
0
RIBBON COMMUNICATIONS INC
Equity
762544104
202
34558
SH
SOLE
34558
0
0
SELECT INTERIOR CONCEPTS INC
Equity
816120307
724
55840
SH
SOLE
55840
0
0
SEMGROUP CORP
Equity
81663A105
11654
713230
SH
SOLE
713230
0
0
SINCLAIR BROADCAST GROUP INC
Equity
829226109
400
9361
SH
SOLE
9361
0
0
SONIM TECHNOLOGIES INC
Equity
83548F101
397
135396
SH
SOLE
135396
0
0
SUNTRUST BKS INC
Equity
867914103
60796
1108388
SH
SOLE
1108388
0
0
UNITED FINL BANCORP INC NEW
Equity
910304104
6616
485432
SH
SOLE
485432
0
0
UNIVAR SOLUTIONS INC
Equity
91336L107
950
45773
SH
SOLE
45773
0
0
VIACOM INC NEW
Equity
92553P201
38587
1605781
SH
SOLE
1605781
0
0