0001604488-17-000009.txt : 20171113 0001604488-17-000009.hdr.sgml : 20171110 20171113082603 ACCESSION NUMBER: 0001604488-17-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Asset Management, LLC CENTRAL INDEX KEY: 0001604488 IRS NUMBER: 901006997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17430 FILM NUMBER: 171193299 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001604488 XXXXXXXX 09-30-2017 09-30-2017 false Vivaldi Asset Management, LLC

225 W. Wacker Drive Suite #2100 Chicago IL 60606

13F HOLDINGS REPORT 028-17430 N Michelle M. Comella 312-248-8292 /s Michelle M. Comella Chicago IL 11-09-2017 0 51 644448 INFORMATION TABLE 2 infotable.xml TEGNA INC Equity 87901J105 2573 193048 SH SOLE 193048 0 0 ORBITAL ATK INC Equity 68557N103 15334 115153 SH SOLE 115153 0 0 GRAY TELEVISION INC Equity 389375106 4507 287055 SH SOLE 287055 0 0 DONNELLEY FINL SOLUTIONS INC Equity 25787G100 2902 134615 SH SOLE 134615 0 0 NATIONAL CINEMEDIA INC Equity 635309107 4656 667110 SH SOLE 667110 0 0 EXA CORP Equity 300614500 5498 227397 SH SOLE 227397 0 0 NXP SEMICONDUCTORS N V Equity N6596X109 54432 481315 SH SOLE 481315 0 0 B RILEY FINL INC Equity 05580M108 1539 59483 SH SOLE 59483 0 0 ADVISORY BRD CO Equity 00762W107 12905 240653 SH SOLE 240653 0 0 POTBELLY CORP Equity 73754Y100 12352 996130 SH SOLE 996130 0 0 KITE PHARMA INC Equity 49803L109 30694 170701 SH SOLE 170701 0 0 MMA CAP MGMT LLC Equity 55315D105 983 39257 SH SOLE 39257 0 0 D R HORTON INC Equity 23331A109 7551 189097 SH SOLE 189097 0 0 OUTFRONT MEDIA INC Equity 69007J106 3753 149039 SH SOLE 149039 0 0 RICE ENERGY INC Equity 762760106 28077 970184 SH SOLE 970184 0 0 NEURODERM LTD Equity M74231107 16446 422771 SH SOLE 422771 0 0 LIBERTY GLOBAL PLC Equity G5480U138 11029 464167 SH SOLE 464167 0 0 TWENTY FIRST CENTY FOX INC Equity 90130A101 7695 291700 SH SOLE 291700 0 0 PARKWAY INC Equity 70156Q107 1565 67974 SH SOLE 67974 0 0 ATLANTICA YIELD PLC Equity G0751N103 6451 327454 SH SOLE 327454 0 0 HSN INC Equity 404303109 2978 76269 SH SOLE 76269 0 0 PACIFIC CONTINENTAL CORP Equity 69412V108 5944 220541 SH SOLE 220541 0 0 IMAX CORP Equity 45245E109 10670 471097 SH SOLE 471097 0 0 BERKSHIRE HATHAWAY INC DEL Equity 084670108 12638 46 SH SOLE 46 0 0 TTM TECHNOLOGIES INC Equity 87305R109 2157 140356 SH SOLE 140356 0 0 WESTERN REFNG LOGISTICS LP Equity 95931Q205 15264 591633 SH SOLE 591633 0 0 LORAL SPACE & COMMUNICATNS I Equity 543881106 8902 179831 SH SOLE 179831 0 0 STRAIGHT PATH COMMUNICATNS I Equity 862578101 11160 61769 SH SOLE 61769 0 0 FIRST POTOMAC RLTY TR Equity 33610F109 673 60426 SH SOLE 60426 0 0 AMERISOURCEBERGEN CORP Equity 03073E105 3437 41532 SH SOLE 41532 0 0 NEXSTAR MEDIA GROUP INC Equity 65336K103 11315 181629 SH SOLE 181629 0 0 BEACON ROOFING SUPPLY INC Equity 073685109 4299 83883 SH SOLE 83883 0 0 BLACKHAWK NETWORK HLDGS INC Equity 09238E104 7647 174583 SH SOLE 174583 0 0 DRIVE SHACK INC Equity 262077100 3212 889804 SH SOLE 889804 0 0 AERCAP HOLDINGS NV Equity N00985106 8153 159526 SH SOLE 159526 0 0 DOMINION DIAMOND CORP Equity 257287102 15702 1107326 SH SOLE 1107326 0 0 KINGSWAY FINL SVCS INC Equity 496904202 4581 750927 SH SOLE 750927 0 0 MARCUS & MILLICHAP INC Equity 566324109 6469 239679 SH SOLE 239679 0 0 SILVER SPRING NETWORKS INC Equity 82817Q103 13039 806393 SH SOLE 806393 0 0 RESOURCE CAP CORP Equity 76120W708 14651 1359095 SH SOLE 1359095 0 0 INDUSTREA ACQUISITION CORP Equity 45579J203 2780 275000 SH SOLE 275000 0 0 ALPHABET INC Equity 02079K107 8104 8450 SH SOLE 8450 0 0 DARLING INGREDIENTS INC Equity 237266101 12614 719977 SH SOLE 719977 0 0 LEVEL 3 COMMUNICATIONS INC Equity 52729N308 72044 1351918 SH SOLE 1351918 0 0 TIME WARNER INC Equity 887317303 48990 478189 SH SOLE 478189 0 0 BARD C R INC Equity 067383109 58896 183763 SH SOLE 183763 0 0 VWR CORP Equity 91843L103 28606 863956 SH SOLE 863956 0 0 VISHAY PRECISION GROUP INC Equity 92835K103 8297 340035 SH SOLE 340035 0 0 KAPSTONE PAPER & PACKAGING C Equity 48562P103 2696 125470 SH SOLE 125470 0 0 AMERICAN INTL GROUP INC Equity 026874784 5261 85700 SH SOLE 85700 0 0 LIBERTY GLOBAL PLC Equity G5480U153 2327 99887 SH SOLE 99887 0 0