0001604488-17-000006.txt : 20170511 0001604488-17-000006.hdr.sgml : 20170511 20170511160559 ACCESSION NUMBER: 0001604488-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Asset Management, LLC CENTRAL INDEX KEY: 0001604488 IRS NUMBER: 901006997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17430 FILM NUMBER: 17834276 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001604488 XXXXXXXX 03-31-2017 03-31-2017 false Vivaldi Asset Management, LLC

225 W. Wacker Drive Suite #2100 Chicago IL 60606

13F HOLDINGS REPORT 028-17430 N Michelle M. Comella 312-248-8292 /s Michelle M. Comella Chicago IL 05-11-2017 0 41 540780656 INFORMATION TABLE 2 infotable.xml AIR METHODS CORP Equity 009128307 24422452 567964 SH SOLE 567964 0 0 ALLIED WRLD ASSUR COM HLDG A Equity H01531104 52697821 992426 SH SOLE 992426 0 0 B/E AEROSPACE INC Equity 073302101 37834260 590146 SH SOLE 590146 0 0 BERKSHIRE HATHAWAY INC DEL Equity 084670108 1499100 6 SH SOLE 6 0 0 BGC PARTNERS INC Equity 05541T101 1080166 95085 SH SOLE 95085 0 0 BROCADE COMMUNICATIONS SYS I Equity 111621306 9120184 730784 SH SOLE 730784 0 0 CEB INC Equity 125134106 36279009 461565 SH SOLE 461565 0 0 COTT CORP QUE Equity 22163N106 1356980 109788 SH SOLE 109788 0 0 CST BRANDS INC Equity 12646R105 38820220 807241 SH SOLE 807241 0 0 DARLING INGREDIENTS INC Equity 237266101 2747140 189197 SH SOLE 189197 0 0 EAGLE POINT CREDIT NTS Equity 269809208 322500 12500 SH SOLE 12500 0 0 EXAR CORP Equity 300645108 6419941 493462 SH SOLE 493462 0 0 FORTRESS INVESTMENT GROUP LL Equity 34958B106 4706798 592050 SH SOLE 592050 0 0 IMVESCOR RESTAURANT GROUP ORD Equity 45323P109 1757106 662673 SH SOLE 662673 0 0 KINGSWAY FINL SVCS INC Equity 496904202 696215 120037 SH SOLE 120037 0 0 LEVEL 3 COMMUNICATIONS INC Equity 52729N308 24866839 434583 SH SOLE 434583 0 0 LIBERTY GLOBAL PLC Equity G5480U138 1821145 81886 SH SOLE 81886 0 0 LORAL SPACE & COMMUNICATNS I Equity 543881106 1733364 43994 SH SOLE 43994 0 0 MARCUS & MILLICHAP INC Equity 566324109 246169 10015 SH SOLE 10015 0 0 MAXIM POWER ORD Equity 57773Y209 263731 130039 SH SOLE 130039 0 0 MEAD JOHNSON NUTRITION CO Equity 582839106 70704399 793718 SH SOLE 793718 0 0 MMA CAP MGMT LLC Equity 55315D105 625820 26917 SH SOLE 26917 0 0 MOBILEYE N V AMSTELVEEN Equity N51488117 31583300 514386 SH SOLE 514386 0 0 NIMBLE STORAGE INC Equity 65440R101 9835300 786824 SH SOLE 786824 0 0 NXP SEMICONDUCTORS N V Equity N6596X109 21790062 210532 SH SOLE 210532 0 0 ONEOK PARTNERS LP Equity 68268N103 26639746 493420 SH SOLE 493420 0 0 PACIFIC CONTINENTAL CORP Equity 69412V108 7932855 323790 SH SOLE 323790 0 0 PAR TECHNOLOGY CORP Equity 698884103 757310 105622 SH SOLE 105622 0 0 RESOURCE CAP CORP Equity 76120W708 1570273 160724 SH SOLE 160724 0 0 REYNOLDS AMERICAN INC Equity 761713106 51288260 813841 SH SOLE 813841 0 0 SOUTHWEST BANCORP INC OKLA Equity 844767103 8211205 314004 SH SOLE 314004 0 0 SUFFOLK BANCORP Equity 864739107 12253726 303235 SH SOLE 303235 0 0 TELEPHONE & DATA SYS INC Equity 879433829 1160661 43782 SH SOLE 43782 0 0 THL CREDIT 6.75 NTS Equity 872438304 52080 2000 SH SOLE 2000 0 0 TRC COS INC Equity 872625108 8920231 511188 SH SOLE 511188 0 0 TWENTY FIRST CENTY FOX INC Equity 90130A101 1243776 38400 SH SOLE 38400 0 0 VCA INC Equity 918194101 31807139 347619 SH SOLE 347619 0 0 VISHAY PRECISION GROUP INC Equity 92835K103 2319756 146820 SH SOLE 146820 0 0