0001604488-17-000002.txt : 20170207 0001604488-17-000002.hdr.sgml : 20170207 20170207161238 ACCESSION NUMBER: 0001604488-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Asset Management, LLC CENTRAL INDEX KEY: 0001604488 IRS NUMBER: 901006997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17430 FILM NUMBER: 17579145 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001604488 XXXXXXXX 12-31-2016 12-31-2016 false Vivaldi Asset Management, LLC

225 W. Wacker Drive Suite #2100 Chicago IL 60606

13F HOLDINGS REPORT 028-17430 N Michelle M. Comella 312-248-8292 /s Michelle M. Comella Chicago IL 02-07-2017 0 30 341472 INFORMATION TABLE 2 infotable.xml HARMAN INTL INDS INC Equity 413086109 45912 413024 SH SOLE 413024 0 0 KINGSWAY FINL SVCS INC Equity 496904202 750 120037 SH SOLE 120037 0 0 MEDLEY CAP CORP Equity 58503F106 1148 152893 SH SOLE 152893 0 0 SARATOGA INVT CORP Equity 80349A208 528 25631 SH SOLE 25631 0 0 AEP INDS INC Equity 001031103 13126 113054 SH SOLE 113054 0 0 LIFELOCK INC Equity 53224V100 23953 1001390 SH SOLE 1001390 0 0 RITE AID CORP Equity 767754104 3464 420442 SH SOLE 420442 0 0 BGC PARTNERS INC Equity 05541T101 1419 138755 SH SOLE 138755 0 0 SOUTHWEST BANCORP INC OKLA Equity 844767103 5796 199872 SH SOLE 199872 0 0 MENTOR GRAPHICS CORP Equity 587200106 23300 631607 SH SOLE 631607 0 0 RESOURCE CAP CORP Equity 76120W708 653 78341 SH SOLE 78341 0 0 GAIN CAP HLDGS INC Equity 36268W100 769 116847 SH SOLE 116847 0 0 EQUITY ONE Equity 294752100 1497 48792 SH SOLE 48792 0 0 REYNOLDS AMERICAN INC Equity 761713106 37048 661108 SH SOLE 661108 0 0 DARLING INGREDIENTS INC Equity 237266101 1882 145799 SH SOLE 145799 0 0 LIONBRIDGE TECHNOLOGIES INC Equity 536252109 3775 650888 SH SOLE 650888 0 0 LIBERTY GLOBAL PLC Equity G5480U138 1724 78486 SH SOLE 78486 0 0 ENDURANCE SPECIALTY HLDGS LT Equity G30397106 40994 443663 SH SOLE 443663 0 0 BERKSHIRE HATHAWAY INC DEL Equity 084670108 1465 6 SH SOLE 6 0 0 SUFFOLK BANCORP Equity 864739107 12118 283010 SH SOLE 283010 0 0 CST BRANDS INC Equity 12646R105 38050 790241 SH SOLE 790241 0 0 LORAL SPACE & COMMUNICATNS I Equity 543881106 1868 45499 SH SOLE 45499 0 0 COLUMBIA PIPELINE PARTNERS L Equity 198281107 39948 2329308 SH SOLE 2329308 0 0 CONIFER HLDGS INC Equity 20731J102 367 45025 SH SOLE 45025 0 0 INTRALINKS HLDGS INC Equity 46118H104 11449 846837 SH SOLE 846837 0 0 NEXSTAR BROADCASTING GROUP I Equity 65336K103 1388 21925 SH SOLE 21925 0 0 VISHAY PRECISION GROUP INC Equity 92835K103 2754 145692 SH SOLE 145692 0 0 SUNCOKE ENERGY PARTNERS L P Equity 86722Y101 6139 318929 SH SOLE 318929 0 0 WHITEHORSE FIN INC Equity 96524V106 439 36106 SH SOLE 36106 0 0 TEAM HEALTH HOLDINGS INC Equity 87817A107 17749 408495 SH SOLE 408495 0 0