0001604488-16-000013.txt : 20160810 0001604488-16-000013.hdr.sgml : 20160810 20160810151356 ACCESSION NUMBER: 0001604488-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Asset Management, LLC CENTRAL INDEX KEY: 0001604488 IRS NUMBER: 901006997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17430 FILM NUMBER: 161821287 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE #2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001604488 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT false Vivaldi Asset Management, LLC

225 W. Wacker Drive Suite #2100 Chicago IL 60606

13F HOLDINGS REPORT 028-17430 N Michelle M. Comella 312-248-8292 /s Michelle M. Comella Chicago IL 08-09-2016 0 40 271700455 INFORMATION TABLE 2 infotable.xml AGL RES INC Equity 001204106 22313165 338232 SH SOLE 338232 0 0 AMERICAN CAP LTD Equity 02503Y103 976869 61710 SH SOLE 61710 0 0 AXIALL CORP Equity 05463D100 9191748 281869 SH SOLE 281869 0 0 BRAVO BRIO RESTAURANT GROUP Equity 10567B109 1143684 139644 SH SOLE 139644 0 0 C1 FINL INC Equity 12591N109 360612 15457 SH SOLE 15457 0 0 CARMIKE CINEMAS INC Equity 143436400 5998940 199168 SH SOLE 199168 0 0 CELATOR PHARMACEUTICALS INC Equity 15089R102 7261248 240598 SH SOLE 240598 0 0 CONIFER HLDGS INC Equity 20731J102 673 97 SH SOLE 97 0 0 CVENT INC Equity 23247G109 11517342 322434 SH SOLE 322434 0 0 DARLING INGREDIENTS INC Equity 237266101 1448250 97198 SH SOLE 97198 0 0 DEMANDWARE INC Equity 24802Y105 22506701 300490 SH SOLE 300490 0 0 DHI GROUP INC Equity 23331S100 809769 129979 SH SOLE 129979 0 0 DIAMOND RESORTS INTL INC Equity 25272T104 8959868 299061 SH SOLE 299061 0 0 DREAMWORKS ANIMATION SKG INC Equity 26153C103 14887715 364270 SH SOLE 364270 0 0 EXAMWORKS GROUP INC Equity 30066A105 11351412 325722 SH SOLE 325722 0 0 FAIRCHILD SEMICONDUCTOR INTL Equity 303726103 2101043 105846 SH SOLE 105846 0 0 FIFTH STR ASSET MGMT INC Equity 31679P109 562004 139110 SH SOLE 139110 0 0 HATTERAS FINL CORP Equity 41902R103 928912 56641 SH SOLE 56641 0 0 HUMANA INC Equity 444859102 11042294 61387 SH SOLE 61387 0 0 INCONTACT INC Equity 45336E109 3885673 280554 SH SOLE 280554 0 0 INTELIQUENT INC Equity 45825N107 1346454 67695 SH SOLE 67695 0 0 INVESTORS TITLE CO Equity 461804106 903256 9483 SH SOLE 9483 0 0 KLA-TENCOR CORP Equity 482480100 35835072 489216 SH SOLE 489216 0 0 LDR HLDG CORP Equity 50185U105 16727782 452714 SH SOLE 452714 0 0 LINKEDIN CORP Equity 53578A108 2787463 14729 SH SOLE 14729 0 0 LORAL SPACE & COMMUNICATNS I Equity 543881106 1671763 47399 SH SOLE 47399 0 0 MEDLEY CAP CORP Equity 58503F106 787042 117469 SH SOLE 117469 0 0 NATIONAL INTERSTATE CORP Equity 63654U100 2434127 80467 SH SOLE 80467 0 0 NEXSTAR BROADCASTING GROUP I Equity 65336K103 1311067 27555 SH SOLE 27555 0 0 PROSHARES TR Equity 74348A210 772900 13100 SH SOLE 13100 0 0 SARATOGA INVT CORP Equity 80349A208 521095 30834 SH SOLE 30834 0 0 SCIQUEST INC NEW Equity 80908T101 2111271 119551 SH SOLE 119551 0 0 STARWOOD HOTELS&RESORTS WRLD Equity 85590A401 28374097 383693 SH SOLE 383693 0 0 STARZ Equity 85571Q102 18475331 617491 SH SOLE 617491 0 0 STEWART INFORMATION SVCS COR Equity 860372101 1678720 40539 SH SOLE 40539 0 0 SUFFOLK BANCORP Equity 864739107 9096870 290542 SH SOLE 290542 0 0 TUMI HLDGS INC Equity 89969Q104 1589960 59460 SH SOLE 59460 0 0 VIRGIN AMER INC Equity 92765X208 5515831 98129 SH SOLE 98129 0 0 VISHAY PRECISION GROUP INC Equity 92835K103 1756222 130866 SH SOLE 130866 0 0 WHITEHORSE FIN INC Equity 96524V106 756210 69890 SH SOLE 69890 0 0