0000899243-20-030317.txt : 20201103
0000899243-20-030317.hdr.sgml : 20201103
20201103200017
ACCESSION NUMBER: 0000899243-20-030317
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201103
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polaris Management Co. VII, L.L.C.
CENTRAL INDEX KEY: 0001678203
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201284900
BUSINESS ADDRESS:
STREET 1: ONE MARINA PARK DRIVE, 10TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 855-787-3500
MAIL ADDRESS:
STREET 1: ONE MARINA PARK DRIVE, 10TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polaris Entrepreneurs' Fund VII, L.P.
CENTRAL INDEX KEY: 0001615991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201284901
BUSINESS ADDRESS:
STREET 1: ONE MARINA PARK DRIVE, 10TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 855-787-3500
MAIL ADDRESS:
STREET 1: ONE MARINA PARK DRIVE, 10TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polaris Partners VII, L.P.
CENTRAL INDEX KEY: 0001611189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201284902
BUSINESS ADDRESS:
STREET 1: ONE MARINA PARK DRIVE
STREET 2: 10TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 855-787-3500
MAIL ADDRESS:
STREET 1: ONE MARINA PARK DRIVE
STREET 2: 10TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SQZ Biotechnologies Co
CENTRAL INDEX KEY: 0001604477
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 462431115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 ARSENAL YARDS BLVD., STE. 210
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617-898-8824
MAIL ADDRESS:
STREET 1: 200 ARSENAL YARDS BLVD., STE. 210
CITY: WATERTOWN
STATE: MA
ZIP: 02472
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-03
0
0001604477
SQZ Biotechnologies Co
SQZ
0001678203
Polaris Management Co. VII, L.L.C.
ONE MARINA PARK DRIVE, 10TH FLOOR
BOSTON
MA
02210
0
0
1
0
0001615991
Polaris Entrepreneurs' Fund VII, L.P.
ONE MARINA PARK DRIVE, 10TH FLOOR
BOSTON
MA
02210
0
0
1
0
0001611189
Polaris Partners VII, L.P.
ONE MARINA PARK DRIVE, 10TH FLOOR
BOSTON
MA
02210
0
0
1
0
Common Stock
2020-11-03
4
C
0
161994
A
161994
I
See footnotes
Common Stock
2020-11-03
4
C
0
2315652
A
2315652
I
See footnotes
Common Stock
2020-11-03
4
P
0
16346
16.00
A
178340
I
See footnotes
Common Stock
2020-11-03
4
P
0
233654
16.00
A
2549306
I
See footnotes
Series A Convertible Preferred Stock
2020-11-03
4
C
0
28863
D
Common Stock
30392
0
I
See footnotes
Series A Convertible Preferred Stock
2020-11-03
4
C
0
412608
D
Common Stock
434476
0
I
See footnotes
Series B Convertible Preferred Stock
2020-11-03
4
C
0
56462
D
Common Stock
59454
0
I
See footnotes
Series B Convertible Preferred Stock
2020-11-03
4
C
0
807096
D
Common Stock
849872
0
I
See footnotes
Series C Convertible Preferred Stock
2020-11-03
4
C
0
44120
D
Common Stock
46458
0
I
See footnotes
Series C Convertible Preferred Stock
2020-11-03
4
C
0
630672
D
Common Stock
664097
0
I
See footnotes
Series D Convertible Preferred Stock
2020-11-03
4
C
0
24397
D
Common Stock
25690
0
I
See footnotes
Series D Convertible Preferred Stock
2020-11-03
4
C
0
348725
D
Common Stock
367207
0
I
See footnotes
Each share of preferred stock automatically converted on a 1.053 for one basis into common stock upon the closing of the Issuer's initial public offering. The shares have no expiration date.
These shares are held of record by Polaris Entrepreneurs' Fund VII, L.P. ("EF VII"). Polaris Management Co. VII, L.L.C. ("PMC VII") is the general partner of EF VII. David Barrett, Brian Chee, Amir Nashat and Bryce Youngren (the "Managing Members") are the managing members of PMC VII. Amy Schulman ("Ms. Schulman"), a member of the Issuer's board of directors, holds an interest in PMC VII.
Each of the Managing Members and Ms. Schulman, in their respective capacities with respect to PMC VII, may be deemed to have shared investment, voting and dispositive power over these shares. Each of PMC VII, the Managing Members and Ms. Schulman disclaim beneficial ownership of these shares and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
These shares are held of record by Polaris Partners VII, L.P ("PP VII"). PMC VII is the general partner of PP VII. The Managing Members are the managing members of PMC VII. Ms. Schulman, a member of the Issuer's board of directors, holds an interest in PMC VII.
This Form 4 does not include certain shares held by LS Polaris Innovation Fund, L.P. ("LSPIF"). Ms. Schulman, a member of the Issuer's board of directors, is the sole managing member of LS Polaris Innovation Fund GP, L.L.C. ("LSPIF GP"), the general partner of LSPIF, and files her own Section 16 reports. The shares held by LSPIF are reported in Ms. Schulman's Section 16 reports. LSPIF is a specialized affiliate fund of Polaris Partners and, through its general partner, LSPIF GP, is under separate management and control from PP VII and PEF VII.
Polaris Management Co. VII, L.L.C., /s/ Lauren Crockett, Attorney-in-fact for Polaris Management Co. VII, L.L.C.
2020-11-03
Polaris Entrepreneurs' Fund VII, L.P., /s/ Lauren Crockett, Attorney-in-fact for Polaris Entrepreneurs' Fund VII, L.P.
2020-11-03
Polaris Partners VII, L.P., /s/ Lauren Crockett, Attorney-in-fact for Polaris Partners VII, L.P.
2020-11-03