0001415889-21-003573.txt : 20210709 0001415889-21-003573.hdr.sgml : 20210709 20210709171155 ACCESSION NUMBER: 0001415889-21-003573 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210709 FILED AS OF DATE: 20210709 DATE AS OF CHANGE: 20210709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pennington James CENTRAL INDEX KEY: 0001668704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37853 FILM NUMBER: 211083504 MAIL ADDRESS: STREET 1: 25801 INDUSTRIAL BLVD STREET 2: SUITE B CITY: HAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AzurRx BioPharma, Inc. CENTRAL INDEX KEY: 0001604191 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1615 SOUTH CONGRESS AVENUE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-699-7855 MAIL ADDRESS: STREET 1: 1615 SOUTH CONGRESS AVENUE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 FORMER COMPANY: FORMER CONFORMED NAME: BioPharma d'Azur, Inc. DATE OF NAME CHANGE: 20140331 4 1 form4-07092021_020744.xml X0306 4 2021-07-09 0001604191 AzurRx BioPharma, Inc. AZRX 0001668704 Pennington James C/O AZURRX BIOPHARMA, INC. 777 YAMATO ROAD, SUITE 502 BOCA RATON FL 33431 false true false false CHIEF MEDICAL OFFICER Stock option (right to buy) 0.75 2021-07-09 4 A 0 100000 0 A 2031-07-09 Common stock, par value $0.0001 per share 100000 100000 D The stock option vests in 36 equal monthly installments over a term of three (3) years beginning on the date of grant, conditioned on Mr. Pennington's continued employment by AzurRx BioPharma, Inc. on the applicable vesting date. /s/ James E. Pennington 2021-07-09