SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
OA Eagle Group Investors, LLC

(Last) (First) (Middle)
200 MONROE AVE NW

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co Inc. [ ECC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks below
3. Date of Earliest Transaction (Month/Day/Year)
01/11/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/11/2022 S 200,000(1) D $14.353 1,229,041(2)(7)(8) D(2)(7)(8)
Common Stock 01/12/2022 S 100,000(3) D $14.1124 1,129,041(4)(7)(8) D(4)(7)(8)
Common Stock 01/13/2022 S 34,000(5) D $14.0365 1,095,041(6)(7)(8) D(6)(7)(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
OA Eagle Group Investors, LLC

(Last) (First) (Middle)
200 MONROE AVE NW

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)
1. Name and Address of Reporting Person*
OA Eagle Group Investors II, LLC

(Last) (First) (Middle)
200 MONROE AVE NW

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Ottawa Avenue Private Capital, LLC

(Last) (First) (Middle)
200 MONROE AVE NW

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)
Explanation of Responses:
1. Consists of 102,000 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 98,000 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II").
2. Represents 626,811 shares of Common Stock directly owned by OAEG and 602,230 shares of Common Stock directly owned by OAEG II.
3. Consists of 51,000 shares of Common Stock sold by OAEG and 49,000 shares of Common Stock sold by OAEG II.
4. Represents 575,811 shares of Common Stock directly owned by OAEG and 553,230 shares of Common Stock directly owned by OAEG II.
5. Consists of 17,340 shares of Common Stock sold by OAEG and 16,660 shares of Common Stock sold by OAEG II.
6. Represents 558,471 shares of Common Stock directly owned by OAEG and 536,570 shares of Common Stock directly owned by OAEG II.
7. Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
8. Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
Remarks:
The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 4 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act.
/s/ Randall Damstra, Chief Executive Officer 01/13/2022
/s/ Randall Damstra, Chief Executive Officer 01/13/2022
/s/ Randall Damstra, Chief Executive Officer 01/13/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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