0000950170-24-032155.txt : 20240315 0000950170-24-032155.hdr.sgml : 20240315 20240315160106 ACCESSION NUMBER: 0000950170-24-032155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240313 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBOUR D. SCOTT CENTRAL INDEX KEY: 0001716232 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 24754589 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 ownership.xml 4 X0508 4 2024-03-13 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001716232 BARBOUR D. SCOTT C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 true true false false See Remarks false Common Stock 2024-03-13 4 G false 4305 0 D 46341 I Reporting Person's Revocable Trust Common Stock 2024-03-13 4 G false 4305 0 A 97805 I Reporting Person's Irrevocable Trust Common Stock 2024-03-13 4 G false 4305 0 D 9695 I Spouse's Revocable Trust Common Stock 2024-03-13 4 G false 4305 0 A 65805 I Spouse's Irrevocable Trust Common Stock 22796 D Common Stock 49261 I Reporting Person's GRAT Common Stock 16903.0367 I By KSOP On March 13, 2024, the reporting person contributed 4,305 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable trust for the benefit of the reporting person and his children. On December 13, 2023, the reporting person transferred 49,261 shares of common stock of ADS from his revocable trust for the benefit of the reporting person to a Grantor Retained Annuity Trust ("GRAT") of which the reporting person is trustee, which transfer is exempt under Rule 16a-13. Shares held in revocable trust for the benefit of the reporting person. Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. On March 13, 2024, the reporting person transferred 4,305 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse for the benefit the reporting person's spouse and his children. Shares held in revocable trust for the benefit of the reporting person's spouse. Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Shares held in a GRAT of which the reporting person is trustee. Represents current allocation under KSOP. President & Chief Executive Officer /s/ D. Scott Barbour, by Scott A. Cottrill as attorney-in-fact 2024-03-15