0000950170-24-016335.txt : 20240216 0000950170-24-016335.hdr.sgml : 20240216 20240216160107 ACCESSION NUMBER: 0000950170-24-016335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240214 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAKOWSKI TIM A CENTRAL INDEX KEY: 0001672236 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 24648202 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 ownership.xml 4 X0508 4 2024-02-14 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001672236 MAKOWSKI TIM A C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 false true false false See Remarks false Common Stock 2024-02-14 4 M false 2802 25.75 A 9050 D Common Stock 2024-02-14 4 M false 5469 27.44 A 14519 D Common Stock 2024-02-14 4 S false 8271 161.6867 D 6248 D Common Stock 17558.7398 I By KSOP Option to Purchase Common Stock 25.75 2024-02-14 4 M false 2802 0 D 2028-05-23 Common Stock 2802 0 D Option to Purchase Common Stock 27.44 2024-02-14 4 M false 5469 0 D 2029-05-21 Common Stock 5469 0 D Includes 101 shares of common stock acqued under the Advanced Drainage Systems, Inc.'s Employee Stock Purchase Plan, exempt under Rule 16b-3(c). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.37 to $162.02, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents current allocation under KSOP. The options vested in three equal annual installments beginning on May 23, 2019. The options vested in three equal annual installments beginning on May 21, 2020. Vice President, Controller and Chief Accounting Officer /s/ Tim A. Makowski, by Scott A. Cottrill as attorney-in-fact 2024-02-16