0000950170-23-040662.txt : 20230809 0000950170-23-040662.hdr.sgml : 20230809 20230809163045 ACCESSION NUMBER: 0000950170-23-040662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230807 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY DARIN S. CENTRAL INDEX KEY: 0001756972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 231155680 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 ownership.xml 4 X0508 4 2023-08-07 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001756972 HARVEY DARIN S. C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 false true false false EVP, Supply Chain & Logistics false Common Stock 2023-08-07 4 M false 2323 41.97 A 7494 D Common Stock 2023-08-07 4 S false 2323 134.5243 D 5171 D Common Stock 2023-08-07 4 S false 1000 134.50 D 4171 D Common Stock 15236.3673 I By KSOP Option to Purchase Common Stock 41.97 2023-08-07 4 M false 2323 0 D 2030-05-19 Common Stock 2323 0 D Represents the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.50 to $134.555, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Represents current allocation under KSOP. The options vest in three equal installments beginning on May 19, 2021, provided that the Reporting Person remains continuosly employed by the Issuer through each applicable vesting date. /s/ Darin S. Harvey, by Scott A. Cottrill as attorney-in-fact 2023-08-09