0000899243-21-020394.txt : 20210521 0000899243-21-020394.hdr.sgml : 20210521 20210521180032 ACCESSION NUMBER: 0000899243-21-020394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAKOWSKI TIM A CENTRAL INDEX KEY: 0001672236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 21950464 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-19 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001672236 MAKOWSKI TIM A C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 See Remarks Common Stock 2021-05-19 4 A 0 6182 0.00 A 11132 D Common Stock 2021-05-19 4 A 0 784 0.00 A 11916 D Common Stock 2021-05-19 4 F 0 1780 105.82 D 10136 D Common Stock 2021-05-19 4 F 0 160 105.82 D 9976 D Common Stock 2021-05-19 4 F 0 166 105.82 D 9810 D Option to Purchase Common Stock 105.82 2021-05-19 4 A 0 2004 0.00 A 2031-05-18 Common Stock 2004 2004 D Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2021 had been met. Total includes dividend equivalents in the amount of 356 shares, which dividend equivalents are settled in common stock. The options vest in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Vice President, Controller and Chief Accounting Officer /s/ Tim A. Makowski, by Scott A. Cottrill as attorney-in-fact 2021-05-21