0000899243-20-016566.txt : 20200615 0000899243-20-016566.hdr.sgml : 20200615 20200615173033 ACCESSION NUMBER: 0000899243-20-016566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN ROBERT M CENTRAL INDEX KEY: 0001614367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 20964332 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-11 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001614367 KLEIN ROBERT M C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 EVP, Sales Common Stock 2020-06-11 4 M 0 9235 15.74 A 181862 D Common Stock 2020-06-11 4 M 0 23469 24.20 A 205331 D Common Stock 2020-06-11 4 M 0 8537 25.75 A 213868 D Common Stock 2020-06-11 4 M 0 4297 27.44 A 218165 D Option to Purchase Common Stock 15.74 2020-06-11 4 M 0 9235 0.00 D 2024-03-31 Common Stock 9235 18468 D Option to Purchase Common Stock 24.20 2020-06-11 4 M 0 23469 0.00 D 2026-03-31 Common Stock 23469 0 D Option to Purchase Common Stock 25.75 2020-06-11 4 M 0 8537 0.00 D 2028-05-23 Common Stock 8537 4268 D Option to Purchase Common Stock 27.44 2020-06-11 4 M 0 4297 0.00 D 2029-05-21 Common Stock 4297 8594 D Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. The options vest in three equal annual installments beginning on August 12, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The options vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The options vest in three equal annual installments beginning on May 23, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. /s/ Robert M. Klein 2020-06-15