0000899243-20-014758.txt : 20200601 0000899243-20-014758.hdr.sgml : 20200601 20200601181628 ACCESSION NUMBER: 0000899243-20-014758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200528 FILED AS OF DATE: 20200601 DATE AS OF CHANGE: 20200601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEEUWENBURG EWOUT CENTRAL INDEX KEY: 0001614369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 20935074 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-28 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001614369 LEEUWENBURG EWOUT C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 SVP, International Common Stock 2020-05-28 4 M 0 15646 24.20 A 58696 D Common Stock 2020-05-28 4 M 0 4268 25.75 A 62964 D Common Stock 2020-05-28 4 M 0 2006 27.44 A 64970 D Common Stock 2020-05-28 4 S 0 21520 45.6194 D 43450 D Common Stock 2020-05-28 4 S 0 400 46.265 D 43050 D Option to Purchase Common Stock 24.20 2020-05-28 4 M 0 15646 0.00 D 2026-03-31 Common Stock 15646 0 D Option to Purchase Common Stock 25.75 2020-05-28 4 M 0 4268 0.00 D 2028-05-23 Common Stock 4268 2134 D Option to Purchase Common Stock 27.44 2020-05-28 4 M 0 2006 0.00 D 2029-05-21 Common Stock 2006 4010 D Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.24 to $46.21, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.26 to $46.27, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. The option will vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The option will vest in three equal annual installments beginning on May 23, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date The option will vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. /s/ Ewout Leeuwenburg, by Scott A. Cottrill as attorney-in-fact 2020-06-01