0000899243-18-017930.txt : 20180625 0000899243-18-017930.hdr.sgml : 20180625 20180625163040 ACCESSION NUMBER: 0000899243-18-017930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20180625 DATE AS OF CHANGE: 20180625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN ROBERT M CENTRAL INDEX KEY: 0001614367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 18917327 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-21 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001614367 KLEIN ROBERT M C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 EVP Common Stock 2018-06-21 4 M 0 32242 12.59 A 300909 D Common Stock 2018-06-21 4 F 0 1394 28.30 D 299515 D Option to Purchase Common Stock 12.59 2018-06-21 4 M 0 32242 0.00 D 2022-03-31 Common Stock 32242 0 D Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. The option was scheduled to vest in three equal annual installments beginning on August 1, 2017, provided however that all remaining unvested options vested in full immediately prior to the completion of the Issuer's initial public offering. /s/ Robert M. Klein 2018-06-25