0000899243-17-006607.txt : 20170306 0000899243-17-006607.hdr.sgml : 20170306 20170306173722 ACCESSION NUMBER: 0000899243-17-006607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170302 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN ROBERT M CENTRAL INDEX KEY: 0001614367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 17668991 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-02 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001614367 KLEIN ROBERT M C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 EVP, Sales Common Stock 2017-03-02 4 M 0 42363 10.77 A 361135 D Option to Purchase Common Stock 10.77 2017-03-02 4 M 0 42363 0.00 D 2017-03-31 Common Stock 42363 0 D Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. The option was scheduled to vest in three equal annual installments beginning on April 25, 2012, provided however that all remaining unvested options vested in full immediately prior to the completion of the Issuer's initial public offering. /s/ Robert M. Klein 2017-03-06