0000899243-16-016040.txt : 20160315 0000899243-16-016040.hdr.sgml : 20160315 20160315193944 ACCESSION NUMBER: 0000899243-16-016040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160311 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN ROBERT M CENTRAL INDEX KEY: 0001614367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 161508347 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-11 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001614367 KLEIN ROBERT M C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 EVP, Sales Common Stock 2016-03-11 4 M 0 56484 7.68 A 311024 D Option to Purchase Common Stock 7.68 2016-03-11 4 M 0 56484 0.00 D 2016-03-31 Common Stock 56484 0 D Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Reflects the disposition by the Reporting Person of 14,121 shares on June 16, 2015 in a transaction exempted from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 thereunder. The option was scheduled to vest in three equal annual installments beginning on April 26, 2011, provided however that all remaining unvested options vested in full immediately prior to the completion of the Issuer's initial public offering. /s/ Robert M. Klein 2016-03-15