0001209191-23-037645.txt : 20230616
0001209191-23-037645.hdr.sgml : 20230616
20230616083840
ACCESSION NUMBER: 0001209191-23-037645
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230614
FILED AS OF DATE: 20230616
DATE AS OF CHANGE: 20230616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alvarez Ricardo J
CENTRAL INDEX KEY: 0001833626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36426
FILM NUMBER: 231019419
MAIL ADDRESS:
STREET 1: 2 MILL AND MAIN PLACE, SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaBounty Technologies, Inc.
CENTRAL INDEX KEY: 0001603978
STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900]
IRS NUMBER: 043156167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
BUSINESS PHONE: 978-648-6000
MAIL ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-14
0
0001603978
AquaBounty Technologies, Inc.
AQB
0001833626
Alvarez Ricardo J
C/O AQUABOUNTY TECHNOLOGIES, INC.
2 MILL & MAIN PLACE, SUITE 395
MAYNARD
MA
01754
1
0
0
0
0
Common Stock
2023-06-14
4
A
0
55555
0.00
A
65555
D
Options to Purchase Common Stock
0.36
2023-06-14
4
A
0
2500
0.00
A
2024-05-25
2033-05-25
Common Stock
2500
2500
D
Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.
Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.
/s/ David A. Frank, Name: David A. Frank
2023-06-16