X0306 4/A 2022-03-14 2022-03-16 0 0001603978 AquaBounty Technologies, Inc. AQB 0001191624 FRANK DAVID A C/O AQUABOUNTY TECHNOLOGIES, INC. 2 MILL & MAIN PLACE, SUITE 395 MAYNARD MA 01754 0 1 0 0 Chief Financial Officer Common Stock 43000 D Common Stock 14660 D Common Stock 5914 D Common Stock 2022-03-14 4 A 0 8977 0.00 A 8977 D Options to Purchase Common Stock 6.90 2014-01-11 2021-01-11 Common Stock 5000 5000 D Options to Purchase Common Stock 7.50 2016-04-27 2023-04-27 Common Stock 6667 6667 D Options to Purchase Common Stock 23.40 2017-01-20 2024-01-20 Common Stock 6667 6667 D Options to Purchase Common Stock 14.20 2020-02-27 2027-04-21 Common Stock 10000 10000 D Options to Purchase Common Stock 2.50 2019-02-27 2028-02-27 Common Stock 15152 15152 D Options to Purchase Common Stock 2.22 2020-04-30 2029-04-30 Common Stock 20000 20000 D Options to Purchase Common Stock 1.88 2023-03-12 2030-03-12 Common Stock 12827 12827 D Options to Purchase Common Stock 6.72 2024-03-10 2031-03-10 Common Stock 5175 5175 D Options to Purchase Common Stock 1.52 2022-03-14 4 A 0 23564 0.00 A 2025-03-14 2032-03-14 Common Stock 23564 23564 D Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have expired. Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant. Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant. Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant. Treasurer and Chief Financial Officer; 03/17/22 Correct Footnote #14 description /s/ David A. Frank, Name: David A. Frank 2022-03-17