X0206 3 2016-12-30 0 0001603978 AquaBounty Technologies, Inc. AQB 0001189647 HUBER RICHARD L C/O AQUABOUNTY TECHNOLOGIES, INC. TWO MILL AND MAIN PLACE, SUITE 395 MAYNARD MA 01754 1 0 0 0 Common Stock 639321 D Options to Purchase Common Stock 0.65 2008-06-27 2017-06-27 Common Stock 24000 D Options to Purchase Common Stock 0.33 2009-06-30 2018-06-30 Common Stock 24000 D Options to Purchase Common Stock 0.11 2010-07-01 2019-07-01 Common Stock 24000 D Options to Purchase Common Stock 0.32 2011-11-01 2020-11-01 Common Stock 24000 D Options to Purchase Common Stock 0.11 2012-07-01 2021-07-01 Common Stock 24000 D Options to Purchase Common Stock 0.12 2013-07-01 2022-07-01 Common Stock 24000 D Options to Purchase Common Stock 0.35 2014-07-01 2023-07-01 Common Stock 24000 D Options to Purchase Common Stock 0.36 2015-07-01 2024-07-01 Common Stock 24000 D Options to Purchase Common Stock 0.19 2016-02-26 2025-02-26 Common Stock 75000 D Options to Purchase Common Stock 0.32 2017-03-01 2026-03-01 Common Stock 75000 D Options to purchase common stock were granted on 6/27/2007 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 6/30/2008 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 11/1/2010 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and fully vest one year after grant date. Exhibit List - Exhibit 24.1 - Power of Attorney. /s/ David A. Frank, Name: David A. Frank, attorney-in-fact 2016-12-30