EX-1.01 2 ex101conflictmineralsrepor.htm EXHIBIT 1.01 CONFLICT MINERALS REPORT 2018 Wdesk | Exhibit
    
Exhibit 1.01



Weatherford International plc
Conflict Minerals Report
For the Year Ended December 31, 2018
 

This Conflict Minerals Report of Weatherford International plc (“Weatherford,” “we,” “our” or the “Company”) is in accordance with Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended.

Company Overview

Weatherford is a multinational oilfield service company and one of the world’s leading providers of equipment and services used in the drilling, evaluation, completion, production and intervention of oil and natural gas wells. We conduct operations in over 80 countries and have service and sales locations in virtually all of the oil and natural gas producing regions in the world. Weatherford is committed to a culture of compliance and committed to tracing the origins of its necessary conflict minerals to ensure that we are sourcing materials and components from companies that share our values and commitment to human rights, ethics and environmental responsibility. We support efforts to increase transparency regarding conflict minerals and to eliminate their use. As a result, we adopted due diligence procedures consistent with the Organisation for Economic Co-operation and Development (“OECD”) guidelines and seek to obtain chain of custody declarations from all Weatherford suppliers of columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives (which are limited to tantalum, tin, and tungsten) (“conflict minerals” or “3TG”) and their derivatives incorporated into products manufactured or contracted for manufacture by Weatherford in accordance with our obligations pursuant to the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act and the Rule.

Product & Supply Chain Overview

We manage our business through four business groups: 1) Production, 2) Completions, 3) Drilling and Evaluation, and 4) Well Construction. We have evaluated our product lines and made a good faith determination that conflict minerals were necessary for the production or functionality of some products manufactured or contracted for manufacture by Weatherford in calendar year 2018. These products include, but are not limited to (the following collectively, “Covered Products”):
●
liner hanger systems,
●
inflow control devices,
●
performance drilling tools,
●
fishing recovery tools,
●
gravel pack systems,
●
mechanized rig equipment,
●
rotating cement heads,
●
production packers,
●
conventional tubular running
●
downhole deployment valves,
●
isolation valves,
 
equipment,
●
pressure control equipment,
●
RFID enabled tools,
●
pump and fluid systems,
●
inflatable packers,
●
subsurface safety valves,
●
well servicing equipment,
●
casing packers,
●
pressure pumping systems,
●
logging while drilling equipment,
●
thru-tubing equipment,
●
continuous rod products,
●
measurement while drilling
●
wellbore tubulars,
●
gas lift valve systems,
 
equipment,
●
casing and running tools,
●
rotaflex pump units,
●
directional drilling equipment,
●
drilling casing bits,
●
gas lift systems,
●
rotary steerable systems,
●
centralizers,
●
power generation units,
●
managed pressure drilling systems,
●
float equipment,
●
reciprocating rod lifts systems,
●
rotating control devices,
●
stimulation sleeves,
●
flow measurement products,
●
advanced flow detection systems, and
●
expandable sand screens,
●
SurgeMaster®II tool,
●
steady state continuous flow systems
●
composite plugs,
●
drilling rental tools,
 
 

Weatherford’s global supply chain is complex with multiple levels of suppliers between us and upstream conflict minerals producers. Further, our Covered Products consist of many component materials and parts, with multiple suppliers potentially contributing to a single product. As a downstream purchaser and user of conflict minerals, we do not have direct visibility into, and are always many layers removed from, smelters or refiners of 3TG (“SORs”) and the associated mines of origin. Therefore, we must rely on our direct suppliers (“tier 1 suppliers”) and their suppliers (“tier 2 suppliers”) to provide the information necessary to trace the source and chain of custody of 3TG that may exist in our Covered Products.


1

    
Exhibit 1.01


Reasonable Country of Origin Inquiry (RCOI)

This year, we continued the refinement of our RCOI program and processes. We undertook an extensive manual review of material safety data containing engineered design product information. From this material safety data, we identified the Covered Products and the corresponding direct suppliers in the supply chain of our manufacturing businesses falling within the scope of the Rule. This comprehensive review enabled us to refine the scope of the suppliers we reasonably believe are covered by the Rule by identifying specific product or products supplied to Weatherford that may contain 3TG. Our review identified 1,037 tier 1 suppliers within the scope of the Rule for 2018. This represents a 23% reduction in the number of tier 1 suppliers within the scope of the Rule from 2017. As part of our announced transformation plan, we have undertaken a comprehensive review of our supply chain with a view towards improving efficiency. Through the transformation plan, we have reduced our overall number of suppliers and also significantly reduced the number of our manufacturing facilities. As a result of these initiatives, we reduced our total number of tier 1 suppliers in 2018 and we expect further reductions in 2019. We believe that these refinements to our supply chain will help us to manage and mitigate the risk that conflict minerals from the Democratic Republic of the Congo or adjoining countries (“DRC”) are used in our Covered Products.

Weatherford, with the assistance of a third-party consultant, contacted the 1,037 tier 1 suppliers to request and collect information on a product level as to the use and origin of 3TG. Utilizing the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (“CMRT”), suppliers were asked to provide information regarding the existence of 3TG in specifically identified materials and products sold to Weatherford and the sourcing of these materials, with the ultimate goal of identifying the SORs and associated mine countries of origin connected to 3TG. Suppliers were provided multiple options for uploading or providing the information. If a supplier was unable to provide one or more product-specific CMRTs, the supplier could choose to provide a company-level or user-defined CMRT. Suppliers unable to provide a CMRT on their own behalf were requested to provide relevant information on their tier 2 suppliers. We then contacted these tier 2 suppliers, and subsequent tiers of suppliers as needed.

If suppliers did not respond to our request for information, our third-party consultant made multiple additional attempts to contact them via emails and telephone calls. Through our engagement and outreach to our suppliers, we continued to inform, educate and assist our suppliers who remain unfamiliar with conflict mineral rules, Weatherford’s conflict minerals compliance program, our related policies and the supplier’s obligations under their contracts with Weatherford and our Supplier Code of Conduct. If, after these efforts, a supplier still did not register within the system or provide the information requested, the matter was further escalated internally and there was direct outreach by Weatherford.

RCOI Results

This reporting year, 721 suppliers, or approximately 70%, responded to our request to provide CMRTs, an increase over the 68% response rate we achieved last year. Of the suppliers who responded, 37% indicated one or more conflict minerals are necessary to the functionality or production of our Covered Products. Based on a reasonable country of origin inquiry, we have reason to believe that conflict minerals necessary to the functionality or production of our Covered Products may have originated in the DRC. We performed additional due diligence measures on the source and chain of custody of the necessary conflict minerals in our Covered Products, as described below.

2

    
Exhibit 1.01



Due Diligence
Design
The design of Weatherford’s due diligence framework conforms to the due diligence-related steps of OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, second edition (“OECD Guidance”).

Measures Undertaken

Once we received information from suppliers in the CMRTs, we evaluated responses for plausibility, consistency, and gaps in information. If, during the evaluation, any quality control flags were raised regarding the veracity or accuracy of information, suppliers were automatically contacted again on a bi-weekly basis up to an additional three times to confirm or verify the information. Examples of quality control flags are:

•
One or more SORs were listed but no conflict mineral was listed by the supplier;
•
SOR information was not provided for a conflict mineral used by the supplier, or the listed SOR was not a verified metal processor in the database of our third-party consultant;
•
Supplier answered yes to sourcing from the DRC, but none of the SORs listed are known to source from the region;
•
Supplier indicated that they have not received 3TG data for each metal from all relevant suppliers;
•
Supplier indicated that they have not identified all of the SORs used for the Covered Products;
•
Supplier indicated they have not provided all applicable SOR information received; and
•
Supplier indicated 100% of the 3TG for products covered by the declaration originated from scrap/recycled sources, but one or more SORs listed are not known to be exclusive recyclers.

With the supplier information collected and evaluated as described above, we used information collected by industry groups and our third-party consultant to verify the identified SORs. Through an outreach process we attempted to verify (1) the types of metal processing performed (including exclusive recycling), (2) the mine countries of origin of the conflict minerals, (3) the conflict-free certification status of the identified SORs, and (4) the due diligence measures being conducted for those entities that are not conflict-free certified. We compared the supplier-identified SORs to the list of SORs which have received a “conflict free” designation based on internationally accepted audit standards of (a) the Responsible Minerals Assurance Process developed by the Responsible Minerals Initiative, (b) the London Bullion Market Association Good Delivery Program and (c) the Responsible Jewellery Council Chain-of-Custody Certification. If the SOR was not certified by one of these three internationally-recognized programs, we attempted to contact the SOR to gain more information about its sourcing practices, including countries of origin and transfer, and whether there were any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its mineral ores. We also performed internet research to determine whether there were any outside sources of information regarding the SOR’s sourcing practices. If the SORs were non-responsive, additional attempts to contact them were made to gather information on mine country of origin and sourcing practices.

Due Diligence Results

Based on the SOR list provided by the suppliers who responded at the product-level and based on publicly available information, we have identified 319 verified SORs that are within our supply chain (see Annex I). Of these SORs, 267 do not source from the DRC. Fifty-two of these SORs indicated sourcing within the DRC, however, all of these SORs are certified as conflict-free.
















3

    
Exhibit 1.01



Measures for Improvement

Weatherford’s conflict minerals policy can be found at https://www.weatherford.com/en/documents/corporate-documents/governance-and-policies/conflict-minerals-policy-(november-2013).pdf. The policy is also included within our Supplier Code of Conduct and can be found at https://www.weatherford.com/en/documents/corporate-documents/supplier-code-of-conduct/supplier-code-of-conduct-english/. We continue to require all new suppliers from whom Weatherford procures raw materials and components used in Weatherford’s manufacturing operations to agree to the Supplier Code of Conduct (which stresses our commitment to integrity throughout the supply chain and holding our business partners to the same high standards and commitment to a culture of compliance) and to complete a CMRT as part of the terms and conditions of doing business with Weatherford.
Weatherford continues to refine and improve its processes related to the scoping of suppliers covered by the Rule and the tracing and responsible sourcing of 3TG. Future steps to mitigate and address the risk that 3TG contained in our Covered Products could directly or indirectly finance or benefit armed groups in the DRC may include, but are not limited to:

•
Strengthen the quality of supplier data and product data to more accurately identify 3TG in our Covered Products and supply chain;
•
Continue to enhance automation and improve efficiency of data gathering with our third-party consultant in order to increase the supplier response rate;
•
Improve our ability to identify and trace 3TG to the SORs and associated countries of origin;
•
Continue to engage with our suppliers to provide ongoing education regarding 3TG, Weatherford’s conflict minerals policy and Weatherford’s Supplier Code of Conduct and to encourage or require their sourcing from conflict-free SORs;
•
Refine our supplier onboarding process and require each supplier to agree to follow the Supplier Code of Conduct and to complete a CMRT as part of the terms and conditions of doing business with Weatherford;
•
Continue to make our ethics and reporting hotline, Listen Up, available to all suppliers anytime and from anyplace to allow them to notify us of any failure to comply with our Supplier Code of Conduct or any illegal or unethical activity related to our business;
•
Attend webinars and review online resources to learn and understand new developments and best practices in connection with the Rule, OECD Guidance and conflict minerals compliance program design and implementation; and
•
Develop standardized training related to conflict minerals for employees in engineering, manufacturing, supply chain, legal and compliance that are integral to our reporting requirements under the Rule.

This report includes forward-looking statements that involve risks and uncertainties. Forward-looking statements provide current expectations of future events based on certain assumptions and include any statement that does not directly relate to any historical or current fact. Forward-looking statements can also be identified by words such as “expects,” “plans,” “intends,” “will,” “may,” and similar terms. Forward-looking statements are not guarantees of future performance. Weatherford assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law. Subsequent events may affect Weatherford’s future determinations under Rule 13p-1 of the Securities Exchange Act of 1934, as amended.


4

Exhibit 1.01
Annex I

Annex I

The table below is an aggregation of data provided by the Weatherford’s suppliers through April 19, 2019 and lists SORs within our supply chain that either do not source 3TG from the DRC or for which we were unable to validate the region of sourcing.

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tantalum
Asaka Riken Co., Ltd.
RMAP
No known country of origin
Tantalum
D Block Metals, LLC
RMAP
United States
Tantalum
Exotech Inc.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
FIR Metals & Resource Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Israel, Australia, Estonia, Indonesia
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
RMAP
No known country of origin
Tantalum
Jiangxi Tuohong New Raw Material
RMAP
No known country of origin
Tantalum
Jiujiang Janny New Material Co., Ltd.
RMAP
No known country of origin
Tantalum
Metallurgical Products India Pvt., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Brazil, Guyana, Jersey, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Mineracao Taboca S.A.
RMAP
Brazil
 
 
 
 

Annex I - 1

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tantalum
Mitsui Mining and Smelting Co., Ltd.
RMAP
Japan, Brazil, United Kingdom, Malaysia, Chile, Australia
Tantalum
NPM Silmet AS
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tantalum
Power Resources Ltd.
RMAP
No known country of origin
Tantalum
QuantumClean
RMAP
United States, Brazil, Poland
Tantalum
Resind Industria e Comercio Ltda.
RMAP
No known country of origin
Tantalum
Solikamsk Magnesium Works OAO
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Telex Metals
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Recycle/Scrap, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
XinXing Haorong Electronic Material Co., Ltd.
RMAP
China
Tantalum
Yanling Jincheng Tantalum & Niobium Co., Ltd.
RMAP
Russian Federation, China, Peru
Tin
Alpha
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Jersey, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Sweden, Netherlands, Ireland, China, Slovakia, Nigeria, France, Recycle/Scrap, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
An Vinh Joint Stock Mineral Processing Company
 
Turkey, Viet Nam, Brazil
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
RMAP
China
 
 
 
 

Annex I - 2

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
RMAP
No known country of origin
Tin
China Tin Group Co., Ltd.
RMAP
Russian Federation, United States, China, Mexico, Switzerland, Indonesia
Tin
CV Ayi Jaya
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
CV Dua Sekawan
RMAP
No known country of origin
Tin
CV Gita Pesona
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd.
RMAP - Active
No known country of origin
Tin
Dowa
RMAP
No known country of origin
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
 
Canada, Viet Nam, United States, China, Brazil, Chile
Tin
Estanho de Rondonia S.A.
 
Taiwan, Brazil
Tin
Fenix Metals
RMAP
Recycle/Scrap, China, Poland, Brazil, Bolivia, Australia, Kazakhstan, Peru, Indonesia
Tin
Gejiu Fengming Metallurgy Chemical Plant
RMAP
No known country of origin
Tin
Gejiu Jinye Mineral Company
RMAP
No known country of origin
Tin
Gejiu Kai Meng Industry and Trade LLC
RMAP
China
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
RMAP
China
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
RMAP
China, Brazil, Indonesia

Annex I - 3

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
RMAP
No known country of origin
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
RMAP
No known country of origin
Tin
HuiChang Hill Tin Industry Co., Ltd.
 
No known country of origin
Tin
Huichang Jinshunda Tin Co., Ltd.
RMAP
China
Tin
Jiangxi New Nanshan Technology Ltd.
RMAP
Russian Federation, China, Bolivia, Portugal
Tin
Melt Metais e Ligas S.A.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
Metallic Resources, Inc.
RMAP
United States
Tin
Metallo Spain S.L.U.
RMAP
Spain
Tin
Mineracao Taboca S.A.
RMAP
Brazil, Thailand
Tin
Minsur
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
Mitsubishi Materials Corporation
RMAP
Canada, Papua New Guinea, Japan, Indonesia
Tin
Modeltech Sdn Bhd
RMAP
No known country of origin
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
 
Viet Nam, Estonia
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
RMAP
Netherlands, China, Philippines, Thailand
Tin
O.M. Manufacturing Philippines, Inc.
RMAP
Canada, China, Japan, Philippines, Brazil, Malaysia, Bolivia, Peru
Tin
Pongpipat Company Limited
 
No known country of origin
Tin
PT Aries Kencana Sejahtera
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia

Annex I - 4

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
PT Artha Cipta Langgeng
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Uzbekistan, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT ATD Makmur Mandiri Jaya
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Babel Inti Perkasa
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Babel Surya Alam Lestari
RMAP
China
Tin
PT Bangka Prima Tin
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Bangka Serumpun
RMAP
No known country of origin
Tin
PT Belitung Industri Sejahtera
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia

Annex I - 5

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
PT DS Jaya Abadi
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Poland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Inti Stania Prima
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Karimun Mining
RMAP
Russian Federation, Indonesia
Tin
PT Kijang Jaya Mandiri
RMAP
No known country of origin
Tin
PT Menara Cipta Mulia
RMAP
No known country of origin
Tin
PT Mitra Stania Prima
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Kyrgyzstan, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Panca Mega Persada
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Premium Tin Indonesia
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Uzbekistan, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Prima Timah Utama
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia

Annex I - 6

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
PT Rajawali Rimba Perkasa
RMAP - Active
No known country of origin
Tin
PT Rajehan Ariq
RMAP
No known country of origin
Tin
PT Refined Bangka Tin
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Sariwiguna Binasentosa
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Sukses Inti Makmur
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Timah (Persero) Tbk Kundur
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Timah (Persero) Tbk Mentok
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia

Annex I - 7

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
PT Tirus Putra Mandiri
RMAP
China, Indonesia
Tin
PT Tommy Utama
RMAP
Indonesia
Tin
Resind Industria e Comercio Ltda.
RMAP
No known country of origin
Tin
Rui Da Hung
RMAP
China, Japan, Taiwan, Brazil
Tin
Soft Metais Ltda.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
Super Ligas
 
No known country of origin
Tin
Thai Nguyen Mining and Metallurgy Co., Ltd.
RMAP
No known country of origin
Tin
Tin Technology & Refining
RMAP
No known country of origin
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
 
Viet Nam, Indonesia
Tin
White Solder Metalurgia e Mineracao Ltda.
RMAP
China, Brazil, Thailand, Peru, Germany
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
RMAP
Recycle/Scrap, Singapore, China
Tin
Yunnan Tin Company Limited
RMAP
Myanmar, Hong Kong, United States, Malaysia, Bolivia, Canada, Belgium, China, Brazil, Australia, Peru, Ethiopia, Germany, Indonesia
Tungsten
ACL Metais Eireli
RMAP
No known country of origin
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
RMAP
No known country of origin

Annex I - 8

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Global Tungsten & Powders Corp.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
H.C. Starck Smelting GmbH & Co. KG
RMAP
No known country of origin
Tungsten
Hunan Chenzhou Mining Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia

Annex I - 9

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tungsten
Hunan Litian Tungsten Industry Co., Ltd.
RMAP - Active
No known country of origin
Tungsten
Japan New Metals Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
RMAP
China
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
 
No known country of origin
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.
 
China
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
RMAP
China, Korea, Republic of
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
RMAP
Argentina, Papua New Guinea, Singapore, United States, Guinea, Japan, Canada, China, Brazil, Mexico, Chile, Australia, Peru
Tungsten
Kennametal Fallon
RMAP
Recycle/Scrap, Russian Federation, Viet Nam, United States, China, Bolivia, Portugal
Tungsten
Kennametal Huntsville
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia

Annex I - 10

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tungsten
Masan Tungsten Chemical LLC (MTC)
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tungsten
Moliren Ltd.
RMAP
No known country of origin
Tungsten
Niagara Refining LLC
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Philippine Chuangxin Industrial Co., Inc.
RMAP
No known country of origin
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
RMAP
No known country of origin
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Unecha Refractory Metals Plant
RMAP
No known country of origin
Tungsten
Wolfram Bergbau und Hutten AG
RMAP
Austria, China, Australia
Tungsten
Woltech Korea Co., Ltd.
RMAP
No known country of origin
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
RMAP
No known country of origin
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Gold
8853 S.p.A.
RMAP
No known country of origin
Gold
Abington Reldan Metals, LLC
 
No known country of origin

Annex I - 11

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
Advanced Chemical Company
RMAP
United States, Peru, Indonesia
Gold
African Gold Refinery
 
No known country of origin
Gold
Aida Chemical Industries Co., Ltd.
RMAP
Recycle/Scrap, Canada, Japan, Bolivia, Portugal, Peru, Spain
Gold
Al Etihad Gold Refinery DMCC
RMAP
No known country of origin
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
LBMA, RJC, RMAP
Recycle/Scrap, Japan, China, Philippines, Brazil, Sierra Leone, Thailand, Nigeria, Laos, Germany
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
LBMA, RMAP
Brazil, South Africa, Australia
Gold
Argor-Heraeus S.A.
LBMA, RMAP
Argentina, Singapore, Hong Kong, Philippines, China, South Africa, Chile, Switzerland, Indonesia
Gold
Asahi Pretec Corp.
LBMA, RMAP
Myanmar, Papua New Guinea, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, Hong Kong, United States, Guinea, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Recycle/Scrap, Uzbekistan, United Kingdom, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Indonesia, Estonia
Gold
Asahi Refining Canada Ltd.
LBMA, RMAP
Canada, Japan, Australia
Gold
Asahi Refining USA Inc.
LBMA, RMAP
Canada, Hong Kong, United States, China, Uzbekistan, Malaysia, Bermuda, Chile, Australia, Peru, Indonesia
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
 
Turkey, Brazil, Australia, Indonesia
Gold
AU Traders and Refiners
RJC, RMAP
No known country of origin
Gold
Aurubis AG
LBMA, RMAP
Recycle/Scrap, Canada, Hong Kong, United States, China, Japan, Brazil, Germany, Indonesia
Gold
Bangalore Refinery
RMAP - Active
No known country of origin
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
LBMA, RMAP
Canada, Philippines, China, Brazil, Italy, Indonesia
Gold
Boliden AB
LBMA, RMAP
Canada, Sweden, China, Ireland, Finland, Indonesia
Gold
C. Hafner GmbH + Co. KG
LBMA, RJC, RMAP
Japan, China, Brazil, Chile, Australia, Peru, Germany
Gold
Caridad
 
Japan, China, Korea, Republic of, Mexico, Chile, Bolivia
Gold
Cendres + Metaux S.A.
RMAP
Recycle/Scrap, Australia, Switzerland, Germany
Gold
Chimet S.p.A.
LBMA, RMAP
Recycle/Scrap, Turkey, Italy, Mexico, Australia
Gold
Chugai Mining
RMAP - Active
Canada, United States, Japan, Australia, Chile, Peru, Indonesia
Gold
Daejin Indus Co., Ltd.
RMAP
Japan, Korea, Republic of
Gold
Daye Non-Ferrous Metals Mining Ltd.
 
Singapore, Hong Kong, United States, Japan, Uzbekistan, United Kingdom, Malaysia, Switzerland, Canada, Belgium, China, South Africa, Mexico, Chile, Australia
Gold
Degussa Sonne / Mond Goldhandel GmbH
 
No known country of origin

Annex I - 12

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
Dijllah Gold Refinery FZC
 
No known country of origin
Gold
DODUCO Contacts and Refining GmbH
RMAP
Recycle/Scrap, Canada, Hong Kong, United States, Japan, China, Australia, Chile, Peru, Germany
Gold
Dowa
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, Hong Kong, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Gold
DS PRETECH Co., Ltd.
RMAP
No known country of origin
Gold
DSC (Do Sung Corporation)
RMAP
Recycle/Scrap, Korea, Republic of, Brazil, South Africa, Australia
Gold
Eco-System Recycling Co., Ltd.
RMAP
Recycle/Scrap, Canada, Mozambique, Japan, Bolivia, Australia, Indonesia
Gold
Emirates Gold DMCC
LBMA, RMAP
United Arab Emirates
Gold
Fidelity Printers and Refiners Ltd.
 
Zimbabwe
Gold
Fujairah Gold FZC
 
No known country of origin
Gold
GCC Gujrat Gold Centre Pvt. Ltd.
 
No known country of origin
Gold
Geib Refining Corporation
RMAP
United States, China
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
LBMA, RMAP
Russian Federation, Papua New Guinea, Japan, Malaysia, Bolivia, Canada, Mongolia, Mozambique, China, Brazil, Poland, Australia, Peru, Tajikistan, Kyrgyzstan, Indonesia
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
 
Russian Federation, China
Gold
Guangdong Jinding Gold Limited
 
China, Taiwan, Brazil, Australia, Peru
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
 
China
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
 
China, Korea, Republic of
Gold
HeeSung Metal Ltd.
RMAP
No known country of origin
Gold
Heimerle + Meule GmbH
LBMA, RMAP
Recycle/Scrap, Hong Kong, Philippines, Malaysia, Canada, Mongolia, Austria, Mozambique, China, Mexico, South Africa, Jersey, Australia, Germany
Gold
Heraeus Metals Hong Kong Ltd.
LBMA, RJC, RMAP
Singapore, Viet Nam, Hong Kong, Japan, Philippines, Malaysia, Thailand, Switzerland, Canada, Mozambique, China, Taiwan, South Africa, Australia, France, Laos, Peru, Germany
Gold
Heraeus Precious Metals GmbH & Co. KG
LBMA, RMAP
Hong Kong, United States, Malaysia, United Arab Emirates, Bolivia, Switzerland, Saudi Arabia, Turkey, China, Jersey, Australia, Chile, Peru, Germany
Gold
Hunan Chenzhou Mining Co., Ltd.
 
Canada, Mozambique, China, Australia, Switzerland
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
 
No known country of origin

Annex I - 13

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
HwaSeong CJ CO., LTD.
 
Canada, Hong Kong, United States, Japan, China, Korea, Republic of, Mexico, Australia
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
LBMA, RMAP
Mongolia, China, Mexico
Gold
International Precious Metal Refiners
 
No known country of origin
Gold
Ishifuku Metal Industry Co., Ltd.
LBMA, RMAP
Canada, United States, China, Japan, Australia
Gold
Istanbul Gold Refinery
LBMA, RMAP
Turkey
Gold
Italpreziosi
RJC, RMAP
No known country of origin
Gold
Japan Mint
LBMA, RMAP
Japan, Italy, Mexico, Australia
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
Canada, Russian Federation, Japan, Australia
Gold
JSC Uralelectromed
LBMA, RMAP
Russian Federation, Taiwan, Brazil, Australia, Switzerland
Gold
JX Nippon Mining & Metals Co., Ltd.
LBMA, RMAP
Saudi Arabia, Taiwan, United Kingdom, Chile, Indonesia
Gold
Kaloti Precious Metals
 
United Arab Emirates
Gold
Kazakhmys Smelting LLC
 
Kazakhstan, Kyrgyzstan
Gold
Kazzinc
LBMA, RMAP
China, Japan, Taiwan, Kazakhstan, Australia, Peru, Switzerland
Gold
Kennecott Utah Copper LLC
LBMA, RMAP
United States, China
Gold
KGHM Polska Miedz Spolka Akcyjna
RMAP - Active
Chile
Gold
Kojima Chemicals Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Gold
Korea Zinc Co., Ltd.
RMAP
No known country of origin
Gold
Kyrgyzaltyn JSC
LBMA, RMAP
Brazil, Australia, Kyrgyzstan
Gold
Kyshtym Copper-Electrolytic Plant ZAO
 
No known country of origin
Gold
L’azurde Company For Jewelry
 
Saudi Arabia, Canada, Japan, Taiwan, Australia
Gold
Lingbao Gold Co., Ltd.
 
China
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
 
China
Gold
L’Orfebre S.A.
RMAP
No known country of origin
Gold
LS-NIKKO Copper Inc.
LBMA, RMAP
Singapore, Hong Kong, United States, Japan, Kazakhstan, India, China, Korea, Republic of, Brazil, South Africa, Mexico, Chile, Australia, Peru, Indonesia
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
 
China
Gold
Marsam Metals
RMAP
No known country of origin

Annex I - 14

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
Materion
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Gold
Matsuda Sangyo Co., Ltd.
LBMA, RMAP
Canada, Hong Kong, United States, China, Japan, United Kingdom, Australia, Indonesia
Gold
Metalor Technologies (Hong Kong) Ltd.
LBMA, RJC, RMAP
Hong Kong, United States, China, Japan, Australia, Switzerland, Peru
Gold
Metalor Technologies (Singapore) Pte., Ltd.
LBMA, RJC, RMAP
Singapore, China, Switzerland
Gold
Metalor Technologies (Suzhou) Ltd.
RJC, RMAP
China, South Africa
Gold
Metalor Technologies S.A.
LBMA, RJC, RMAP
Canada, Sweden, Hong Kong, Belgium, United States, China, United Kingdom, Ivory Coast, Switzerland, Indonesia
Gold
Metalor USA Refining Corporation
LBMA, RJC, RMAP
Canada, United States, China, Mexico, Switzerland
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
LBMA, RMAP
China, Mexico
Gold
Mitsui Mining and Smelting Co., Ltd.
LBMA, RMAP
Canada, Japan, China, Australia
Gold
MMTC-PAMP India Pvt., Ltd.
LBMA, RMAP
United States, India
Gold
Modeltech Sdn Bhd
 
No known country of origin
Gold
Morris and Watson
 
New Zealand, Recycle/Scrap, United States
Gold
Morris and Watson Gold Coast
 
No known country of origin
Gold
Moscow Special Alloys Processing Plant
LBMA, RMAP
Russian Federation, China, Bolivia
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
LBMA, RMAP
Saudi Arabia, Turkey, United Arab Emirates
Gold
Navoi Mining and Metallurgical Combinat
 
United States, China, Uzbekistan, Indonesia
Gold
NH Recytech Company
RMAP - Active
No known country of origin
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
RJC, RMAP
Austria, Indonesia
Gold
Ohura Precious Metal Industry Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)
LBMA, RMAP
Russian Federation

Annex I - 15

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
OJSC Novosibirsk Refinery
LBMA, RMAP
Canada, Russian Federation, China, Philippines, Brazil, Italy, Malaysia, Bolivia, Peru, Switzerland
Gold
PAMP S.A.
LBMA, RMAP
Canada, Hong Kong, United States, Japan, China, South Africa, Mexico, United Kingdom, Australia, Switzerland, Indonesia
Gold
Pease & Curren
 
No known country of origin
Gold
Penglai Penggang Gold Industry Co., Ltd.
 
China
Gold
Planta Recuperadora de Metales SpA
RMAP
No known country of origin
Gold
PT Aneka Tambang (Persero) Tbk
LBMA, RMAP
Canada, Brazil, Malaysia, Australia, Bolivia, Chile, Peru, Switzerland, Ethiopia, Germany, Indonesia
Gold
PX Precinox S.A.
LBMA, RMAP
Canada, Mozambique, Australia, Switzerland
Gold
QG Refining, LLC
 
No known country of origin
Gold
Refinery of Seemine Gold Co., Ltd.
 
China
Gold
REMONDIS PMR B.V.
RMAP
No known country of origin
Gold
Royal Canadian Mint
LBMA, RMAP
Canada, United States, Japan, Guyana, Mexico, Suriname, Chile, Switzerland, Peru, Germany
Gold
SAAMP
RJC, RMAP
No known country of origin
Gold
Sabin Metal Corp.
 
Canada, Russian Federation, United States, China, Brazil, Mexico, Portugal
Gold
Safimet S.p.A
RMAP
Italy
Gold
SAFINA A.S.
 
Czech Republic
Gold
Sai Refinery
 
No known country of origin
Gold
SAMWON METALS Corp.
 
Canada, Sweden, Hong Kong, China, Korea, Republic of, Australia
Gold
SAXONIA Edelmetalle GmbH
RMAP
Germany
Gold
SEMPSA Joyeria Plateria S.A.
LBMA, RMAP
Spain
Gold
Shandong Humon Smelting Co., Ltd.
 
No known country of origin
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 
Russian Federation
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
LBMA, RMAP
United States, China, Japan
Gold
Sichuan Tianze Precious Metals Co., Ltd.
LBMA, RMAP
No known country of origin
Gold
Singway Technology Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
LBMA, RMAP
Russian Federation, Taiwan, Germany

Annex I - 16

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
Solar Applied Materials Technology Corp.
LBMA, RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, Hong Kong, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Gold
State Research Institute Center for Physical Sciences and Technology
 
No known country of origin
Gold
Sudan Gold Refinery
 
No known country of origin
Gold
Sumitomo Metal Mining Co., Ltd.
LBMA, RMAP
United States, Japan, Philippines, Chile, Australia, Indonesia
Gold
SungEel HiMetal Co., Ltd.
RMAP
No known country of origin
Gold
T.C.A S.p.A
LBMA, RMAP
Italy
Gold
Tanaka Kikinzoku Kogyo K.K.
LBMA, RMAP
Singapore, Hong Kong, United States, Japan, Uzbekistan, United Kingdom, Malaysia, Bolivia, Switzerland, Canada, Belgium, China, Mexico, South Africa, Australia, Chile, Indonesia
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
LBMA, RMAP
China, Peru
Gold
Tokuriki Honten Co., Ltd.
LBMA, RMAP
Canada, Hong Kong, United States, Japan, China, Australia, Chile, Peru
Gold
Tongling Nonferrous Metals Group Co., Ltd.
 
China
Gold
Tony Goetz NV
 
No known country of origin
Gold
TOO Tau-Ken-Altyn
 
No known country of origin
Gold
Torecom
RMAP
Russian Federation, China, Korea, Republic of, Brazil, Mexico, Chile, Bolivia, Indonesia
Gold
Umicore Brasil Ltda.
LBMA, RMAP
Austria, Japan, Brazil
Gold
Umicore Precious Metals Thailand
RJC, RMAP
United States, China, Thailand, Peru
Gold
Umicore S.A. Business Unit Precious Metals Refining
LBMA, RMAP
Canada, China, Japan, Bolivia
Gold
United Precious Metal Refining, Inc.
RMAP
Canada, Russian Federation, Belgium, United States, Japan, China, Bolivia, Australia, Thailand, Peru, Switzerland, Indonesia
Gold
Universal Precious Metals Refining Zambia
 
No known country of origin
Gold
Valcambi S.A.
LBMA, RJC, RMAP
Hong Kong, China, Japan, Taiwan, Australia, Switzerland, Germany
Gold
Western Australian Mint (T/a The Perth Mint)
LBMA, RMAP
Papua New Guinea, Hong Kong, Guinea, China, Korea, Republic of, Bolivia, Australia, Chile, Peru
Gold
WIELAND Edelmetalle GmbH
RMAP
Germany
Gold
Yamakin Co., Ltd.
RMAP
Canada, Mozambique, United States, Japan, China, Brazil, Australia
Gold
Yokohama Metal Co., Ltd.
RMAP
China, Japan, Brazil, Malaysia, Spain

Annex I - 17

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
Yunnan Copper Industry Co., Ltd.
 
Canada, China, Chile
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
LBMA, RMAP
Canada, Mongolia, Mozambique, Philippines, China, Thailand, Australia, Laos, Switzerland, Germany, Ethiopia



Annex I - 18

Exhibit 1.01
Annex I


The table below is an aggregation of data provided by the Weatherford’s suppliers through April 19, 2019 and lists SORs within our supply chain that may source 3TG from the DRC. For reporting year 2018, all of these SORs are certified as conflict-free.
Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Canada, Russian Federation, Mozambique, China, Brazil, Australia, Thailand
Tantalum
F&X Electro-Materials Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Recycle/Scrap, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Global Advanced Metals Aizu
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tantalum
Global Advanced Metals Boyertown
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Russian Federation, Burundi, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Ethiopia, Germany, Burundi, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Niger, Rwanda, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Indonesia, Estonia

Annex I - 19

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Philippines, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
H.C. Starck Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Ethiopia, Germany, Burundi, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Uganda, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
H.C. Starck Hermsdorf GmbH
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Burundi, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
H.C. Starck Inc.
RMAP
Burundi, United States, Japan, Rwanda, Sierra Leone, Congo (Brazzaville), Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Zimbabwe, Australia, Nigeria, Germany, Ethiopia
Tantalum
H.C. Starck Ltd.
RMAP
Japan, Rwanda, Sierra Leone, Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Zimbabwe, Australia, Ethiopia, Germany
Tantalum
H.C. Starck Smelting GmbH & Co. KG
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Ethiopia, Germany, Burundi, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia

Annex I - 20

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tantalum
H.C. Starck Tantalum and Niobium GmbH
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Indonesia, Estonia
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Italy, Central African Republic, Peru, Germany, Ethiopia, Russian Federation, Burundi, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Jiujiang Tanbre Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Ethiopia, Germany, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, Philippines, Rwanda, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
KEMET Blue Metals
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Mali, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Ghana, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Singapore, Viet Nam, Guinea, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Uganda, Suriname, Israel, Australia, Estonia, Indonesia

Annex I - 21

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tantalum
Kemet Blue Powder
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Mexico, Suriname, Israel, Australia, Indonesia, Estonia
Tantalum
LSM Brasil S.A.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Uganda, Suriname, Israel, Australia, Estonia, Indonesia
Tantalum
Taki Chemical Co., Ltd.
RMAP
Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Russian Federation, Burundi, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Estonia, Indonesia

Annex I - 22

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tantalum
Ulba Metallurgical Plant JSC
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), Belarus, India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Indonesia, Estonia
Tin
CV United Smelting
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
CV Venus Inti Perkasa
RMAP
Canada, Japan, Guyana, Mexico, Suriname, Congo (Brazzaville), Chile, Switzerland, Peru, Germany, Indonesia
Tin
EM Vinto
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
Magnu’s Minerais Metais e Ligas Ltda.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
Malaysia Smelting Corporation (MSC)
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Mongolia, Austria, Mozambique, Luxembourg, Korea, Republic of, Guyana, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Tanzania, Zambia, Congo (Brazzaville), India, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Germany, Ethiopia, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Netherlands, Ireland, China, Slovakia, France, United Kingdom, Kenya, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Indonesia, Estonia

Annex I - 23

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
Metallo Belgium N.V.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
Operaciones Metalurgical S.A.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Bangka Tin Industry
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Bukit Timah
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Poland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tin
PT Stanindo Inti Perkasa
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Armenia, Mongolia, Austria, Mozambique, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
PT Sumber Jaya Indah
RMAP
Niger, China, Japan, Rwanda, Brazil, Malaysia, Thailand, Bolivia, Nigeria, Ethiopia, Indonesia, India

Annex I - 24

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tin
PT Tinindo Inter Nusa
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tin
Thaisarco
RMAP
DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Morocco, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Poland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
A.L.M.T. TUNGSTEN Corp.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia

Annex I - 25

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia
Tungsten
H.C. Starck Tungsten GmbH
RMAP
Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Hydrometallurg, JSC
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Canada, Russian Federation, China, Brazil, Malaysia, Bolivia, Australia, Peru, Indonesia
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
RMAP
Russian Federation, Burundi, Niger, Rwanda, Malaysia, Thailand, Bolivia, Spain, Canada, China, Brazil, Mexico, Australia, Nigeria
Tungsten
Xiamen Tungsten Co., Ltd.
RMAP
DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Indonesia, Estonia
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
LBMA, RMAP
DRC- Congo (Kinshasa), Argentina, United States, Japan, Uzbekistan, Zambia, Switzerland, Canada, China, Brazil, Mexico, Australia, Chile, Peru, Germany
Gold
Asaka Riken Co., Ltd.
RMAP
Recycle/Scrap, Armenia, Burundi, Mozambique, Niger, Japan, Rwanda, Mexico, Nigeria
Gold
CCR Refinery - Glencore Canada Corporation
LBMA, RMAP
DRC- Congo (Kinshasa), Argentina, United States, Japan, Zambia, Switzerland, Canada, China, Australia, Chile, Peru, Germany, Indonesia
Gold
Jiangxi Copper Co., Ltd.
LBMA, RMAP
United States, China, Japan, Rwanda, Chile

Annex I - 26

Exhibit 1.01
Annex I

Metal
Official Smelter Name
Conflict-Free Certifications
Mine Countries of Origin
Gold
Mitsubishi Materials Corporation
LBMA, RMAP
Canada, Papua New Guinea, Austria, Mongolia, Mozambique, Hong Kong, Japan, United Kingdom, Congo (Brazzaville), Chile
Gold
Nihon Material Co., Ltd.
LBMA, RMAP
DRC- Congo (Kinshasa), Niger, Japan, Rwanda, Malaysia, Thailand, Bolivia, Switzerland, Portugal, Spain, Canada, Mozambique, China, Brazil, Chile, Australia, Nigeria, Peru, Indonesia
Gold
Prioksky Plant of Non-Ferrous Metals
LBMA, RMAP
Russian Federation, Japan, Rwanda, Sierra Leone, Bolivia, India, Canada, Mozambique, China, Namibia, Brazil, Zimbabwe, Australia, Germany, Ethiopia
Gold
Rand Refinery (Pty) Ltd.
LBMA, RMAP
DRC- Congo (Kinshasa), Papua New Guinea, Hong Kong, Guinea, Philippines, Tanzania, Malaysia, Ghana, Switzerland, Canada, Austria, Mozambique, Mali, Namibia, China, South Africa, Jersey, Australia, Germany
Gold
Samduck Precious Metals
RMAP
United States, Japan, Rwanda, Sierra Leone, Thailand, Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Korea, Republic of, Zimbabwe, Australia, Ethiopia, Germany


Annex I - 27