144 0001603830 XXXXXXXX LIVE 0001758766 STEM, INC. 001-39455 100 CALIFORNIA STREET, 14TH FLOOR SAN FRANCISCO CA 94111 415-937-7836 TROE LISA L Director Common Stock Merrill

800 Capitol St. STE 1900 Houston TX 77002

5524 38058.83 155528457 07/13/2023 NYSE Common Stock 04/28/2022 Stock Bonus STEM, INC. N 5524 04/28/2022 Stock Bonus Y 07/20/2023 Lisa Troe