0001971857-23-000416.txt : 20230720 0001971857-23-000416.hdr.sgml : 20230720 20230720150950 ACCESSION NUMBER: 0001971857-23-000416 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230720 DATE AS OF CHANGE: 20230720 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 231099490 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TROE LISA L CENTRAL INDEX KEY: 0001603830 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 12181 BLUFF CREEK DRIVE STREET 2: 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90094 144 1 primary_doc.xml 144 0001603830 XXXXXXXX LIVE 0001758766 STEM, INC. 001-39455 100 CALIFORNIA STREET, 14TH FLOOR SAN FRANCISCO CA 94111 415-937-7836 TROE LISA L Director Common Stock Merrill

800 Capitol St. STE 1900 Houston TX 77002

5524 38058.83 155528457 07/13/2023 NYSE Common Stock 04/28/2022 Stock Bonus STEM, INC. N 5524 04/28/2022 Stock Bonus Y 07/20/2023 Lisa Troe