0001562180-20-000489.txt : 20200122 0001562180-20-000489.hdr.sgml : 20200122 20200122212002 ACCESSION NUMBER: 0001562180-20-000489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200117 FILED AS OF DATE: 20200122 DATE AS OF CHANGE: 20200122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andera Partners CENTRAL INDEX KEY: 0001757283 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38721 FILM NUMBER: 20540160 BUSINESS ADDRESS: STREET 1: 374 RUE SAINT ST HONORE CITY: PARIS STATE: I0 ZIP: 75001 BUSINESS PHONE: 33-1-85-73-6603 MAIL ADDRESS: STREET 1: 374 RUE SAINT ST HONORE CITY: PARIS STATE: I0 ZIP: 75001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BioDiscovery 4 FCPR CENTRAL INDEX KEY: 0001756321 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38721 FILM NUMBER: 20540161 BUSINESS ADDRESS: STREET 1: 374 RUE SAINT-HONORE CITY: PARIS STATE: I0 ZIP: 75001 BUSINESS PHONE: 949-396-6322 MAIL ADDRESS: STREET 1: 374 RUE SAINT-HONORE CITY: PARIS STATE: I0 ZIP: 75001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axonics Modulation Technologies, Inc. CENTRAL INDEX KEY: 0001603756 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 454744083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-396-6322 MAIL ADDRESS: STREET 1: 26 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-01-17 false 0001603756 Axonics Modulation Technologies, Inc. AXNX 0001757283 Andera Partners 374 RUE SAINT ST HONORE ST. 75001 PARIS false false true false 0001756321 BioDiscovery 4 FCPR 374 RUE SAINT ST HONORE ST. 75001 PARIS false false true false Common Stock 2020-01-17 4 S false 164739.00 31.5134 D 3092722.00 I See footnote Common Stock 2020-01-22 4 S false 135261.00 31.5419 D 2957461.00 I See footnote This transaction was executed in multiple trades at prices ranging from $31.50 to $31.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 2,224,128 shares are held of record by BioDiscovery 4 FCPR ("BioDiscovery") and 733,333 shares are held of record by BioDiscovery 5 ("BioDiscovery 5"). Andera Partners ("Andera") is the manager of BioDiscovery and BioDiscovery 5 and may be deemed to have sole voting and dispositive power over the shares held by BioDiscovery and BioDiscovery 5. This transaction was executed in multiple trades at prices ranging from $31.50 to $32.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Aichatou DIOP for Andera Partners 2020-01-22 /s/ Aichatou DIOP for BioDiscovery 4 FCPR 2020-01-22