0001062993-24-008888.txt : 20240426
0001062993-24-008888.hdr.sgml : 20240426
20240426165507
ACCESSION NUMBER: 0001062993-24-008888
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240424
FILED AS OF DATE: 20240426
DATE AS OF CHANGE: 20240426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buller Richard E
CENTRAL INDEX KEY: 0001688319
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 24884827
MAIL ADDRESS:
STREET 1: C/O CELCUITY INC.
STREET 2: 16305 36TH AVE. N., #100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-04-24
0001603454
Celcuity Inc.
CELC
0001688319
Buller Richard E
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
0
0
0
1
Common Stock
2024-04-24
4
S
0
350
17.06
D
7731
D
Stock Option (right to buy)
5.5000
2029-12-03
Common Stock
4555
4555
I
By Trust
Stock Option (right to buy)
5.1000
2030-05-14
Common Stock
12654
12654
I
By Trust
Stock Option (right to buy)
5.5000
2031-05-12
Common Stock
2310
2310
I
By Trust
Stock Option (right to buy)
5.5000
2032-05-17
Common Stock
19558
19558
I
By Trust
Stock Option (right to buy)
9.58
2033-05-15
Common Stock
8733
8733
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.
Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.
100% vested.
The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.
This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.
/s/ Liz Dunshee as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney filed herewith.
2024-04-26
EX-24
2
exhibit24.txt
POA
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints Brian Sullivan,
Vicky Hahne, Eric O. Madson, Edward Peilen, Liz Dunshee or Emily Moss, or
either of them acting alone, the undersigned's true and lawful attorneys-
in-fact and agent with full power of substitution and resubstitution, for
the undersigned and in the undersigned's name, place and stead, in any and
all capacities, to sign any or all Forms 3, Forms 4 and Forms 5 relating
to beneficial ownership of securities of Celcuity Inc. (the "Issuer"), to
file the same, with all exhibits thereto and other documents in connection
therewith, with the Securities and Exchange Commission and to deliver a
copy of the same to the Issuer, granting unto said attorney-in-fact and
agent full power and authority to do and perform each and every act and
thing requisite and necessary to be done in and about the premises, as
fully to all intents and purposes as the undersigned might or could do in
person, hereby ratifying and confirming all said attorneys-in-fact and
agent, or his substitute or substitutes, may lawfully do or cause to be
done by virtue thereof. The undersigned acknowledges that the foregoing
attorney-in-fact, in serving in such capacity at the request of the
undersigned, is not assuming any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in effect until such time as the
undersigned is no longer subject to the provisions of Section 16 of the
Securities Exchange Act of 1934 with respect to securities of the Issuer.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of 26 January, 2024.
/s/ Richard E. Buller
Richard E. Buller