0001062993-24-008275.txt : 20240410 0001062993-24-008275.hdr.sgml : 20240410 20240410163827 ACCESSION NUMBER: 0001062993-24-008275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240408 FILED AS OF DATE: 20240410 DATE AS OF CHANGE: 20240410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buller Richard E CENTRAL INDEX KEY: 0001688319 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 24836287 MAIL ADDRESS: STREET 1: C/O CELCUITY INC. STREET 2: 16305 36TH AVE. N., #100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-04-08 0001603454 Celcuity Inc. CELC 0001688319 Buller Richard E 16305 36TH AVENUE NORTH SUITE 100 MINNEAPOLIS MN 55446 1 0 0 0 0 Common Stock 8081 D Stock Option (right to buy) 5.5000 2024-04-08 4 G 0 4555 0 D 2029-12-03 Common Stock 4555 0 D Stock Option (right to buy) 5.5000 2024-04-08 4 G 0 4555 0 A 2029-12-03 Common Stock 4555 4555 I By Trust Stock Option (right to buy) 5.1000 2024-04-08 4 G 0 12654 0 D 2030-05-14 Common Stock 12654 0 D Stock Option (right to buy) 5.1000 2024-04-08 4 G 0 12654 0 A 2030-05-14 Common Stock 12654 12654 I By Trust Stock Option (right to buy) 5.5000 2024-04-08 4 G 0 2310 0 D 2031-05-12 Common Stock 2310 0 D Stock Option (right to buy) 5.5000 2024-04-08 4 G 0 2310 0 A 2031-05-12 Common Stock 2310 2310 I By Trust Stock Option (right to buy) 5.5000 2024-04-08 4 G 0 19558 0 D 2032-05-17 Common Stock 19558 0 D Stock Option (right to buy) 5.5000 2024-04-08 4 G 0 19558 0 A 2032-05-17 Common Stock 19558 19558 I By Trust Stock Option (right to buy) 9.58 2033-05-15 Common Stock 8733 8733 D Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. 100% vested. On April 8, 2024, the Reporting Person transferred this stock option to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust. This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. /s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed. 2024-04-10