0001062993-23-017211.txt : 20230829 0001062993-23-017211.hdr.sgml : 20230829 20230829164517 ACCESSION NUMBER: 0001062993-23-017211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230825 FILED AS OF DATE: 20230829 DATE AS OF CHANGE: 20230829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hahne Vicky CENTRAL INDEX KEY: 0001716043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 231222596 MAIL ADDRESS: STREET 1: C/O CELCUITY, 16305 36TH AVENUE N. STREET 2: #450 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-08-25 0001603454 Celcuity Inc. CELC 0001716043 Hahne Vicky 16305 36TH AVENUE N. SUITE 100 MINNEAPOLIS MN 55446 0 1 0 0 Chief Financial Officer 0 Common Stock 14557 D Stock Option (right to buy) 8.4000 2027-05-17 Common Stock 37500 37500 D Stock Option (right to buy) 5.50 2028-07-05 Common Stock 3000 3000 D Stock Option (right to buy) 5.50 2028-10-17 Common Stock 932 932 D Stock Option (right to buy) 5.50 2029-08-12 Common Stock 3000 3000 D Stock Option (right to buy) 5.9000 2030-08-12 Common Stock 10000 10000 D Stock Option (right to buy) 5.50 2030-12-28 Common Stock 1122 1122 D Stock Option (right to buy) 5.50 2031-02-02 Common Stock 1301 1301 D Stock Option (right to buy) 5.50 2031-03-18 Common Stock 1204 1204 D Stock Option (right to buy) 5.50 2031-04-12 Common Stock 3806 3806 D Stock Option (right to buy) 5.50 2031-08-11 Common Stock 15000 15000 D Stock Option (right to buy) 5.50 2031-10-27 Common Stock 821 821 D Stock Option (right to buy) 5.50 2032-05-17 Common Stock 31930 31930 D Stock Option (right to buy) 11.55 2033-02-16 Common Stock 5069 5069 D Stock Option (right to buy) 9.89 2023-08-25 4 A 0 21250 0 A 2033-08-25 Common Stock 21250 21250 D Stock Option (right to buy) 9.89 2023-08-25 4 A 0 60000 0 A 2033-08-25 Common Stock 60000 60000 D Includes 1,260 shares acquired on April 30, 2023 pursuant to the Issuer's Employee Stock Purchase Plan. Fully vested. 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter. 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter. 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter. 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter. 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter. 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter. 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter. These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023. These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023. 15,000 shares vest on 8/25/24; the remaining 45,000 shares vest 1/36th per month thereafter. /s/ Eric O. Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed. 2023-08-29