0000914190-20-000298.txt : 20200814 0000914190-20-000298.hdr.sgml : 20200814 20200814162247 ACCESSION NUMBER: 0000914190-20-000298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hahne Vicky CENTRAL INDEX KEY: 0001716043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 201105445 MAIL ADDRESS: STREET 1: C/O CELCUITY, 16305 36TH AVENUE N. STREET 2: #450 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-08-12 0001603454 Celcuity Inc. CELC 0001716043 Hahne Vicky 16305 36TH AVENUE N. SUITE 100 MINNEAPOLIS MN 55446 0 1 0 0 Chief Financial Officer Common Stock 5314 D Stock Option (right to buy) 8.40 2027-05-17 Common Stock 37500 37500 D Stock Option (right to buy) 23.48 2028-07-05 Common Stock 3000 3000 D Stock Option (right to buy) 25.77 2028-10-17 Common Stock 932 932 D Stock Option (right to buy) 19.72 2029-08-12 Common Stock 3000 3000 D Stock Option (right to buy) 5.9 2020-08-12 4 A 0 10000 0 A 2030-08-12 Common Stock 10000 10000 D Includes 620 shares acquired on October 31, 2019 and 1,665 shares acquired on April 30, 2020 pursuant to the Issuer's Employee Stock Purchase Plan. 9,375 shares vest on 7/1/18; the remaining 28,125 shares vest 1/36th per month thereafter. 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter. 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter. 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter. 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter. /s/ Eric Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed. 2020-08-14