0000914190-19-000299.txt : 20190814 0000914190-19-000299.hdr.sgml : 20190814 20190814160938 ACCESSION NUMBER: 0000914190-19-000299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190812 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hahne Vicky CENTRAL INDEX KEY: 0001716043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 191026407 MAIL ADDRESS: STREET 1: C/O CELCUITY, 16305 36TH AVENUE N. STREET 2: #450 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-12 0001603454 Celcuity Inc. CELC 0001716043 Hahne Vicky 16305 36TH AVENUE N. SUITE 100 MINNEAPOLIS MN 55446 0 1 0 0 Chief Financial Officer Common Stock 3029 D Stock Option (right to buy) 8.40 2027-05-17 Common Stock 37500 37500 D Stock Option (right to buy) 23.48 2028-07-05 Common Stock 3000 3000 D Stock Option (right to buy) 25.77 2028-10-17 Common Stock 932 932 D Stock Option (right to buy) 19.72 2019-08-12 4 A 0 3000 0 A 2029-08-12 Common Stock 3000 3000 D Represents 3,029 shares acquired through April 30, 2019 pursuant to the Issuer's Employee Stock Purchase Plan. 9,375 shares vest on 7/1/18; the remaining 28,125 shares vest 1/36th per month thereafter. 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter. 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter. 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter. /s/ Eric Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed. 2019-08-14