SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Beck Mark A

(Last) (First) (Middle)
JELD-WEN HOLDING, INC.
440 S. CHURCH STREET, SUITE 400

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2017
3. Issuer Name and Ticker or Trading Symbol
JELD-WEN Holding, Inc. [ JELD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 167,277(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Option (Right to Buy) (2) 11/30/2025 Common Stock 95,700 $19.58 D
Class B-1 Stock Option (Right to Buy)(5) (3) 11/30/2025 Common Stock 409,087(4) $15.9(4) D
Explanation of Responses:
1. This amount includes 123,750 restricted stock units that will vest in equal installments on November 30, 2017, November 30, 2018 and November 30, 2019.
2. This option is vested with respect to 19,140 underlying shares and will vest with respect to the remaining 76,560 underlying shares in equal installments on November 30, 2017, November 30, 2018, November 30, 2019 and November 30, 2020.
3. This option is vested with respect to 81,817 underlying shares and will vest with respect to the remaining 327,270 underlying shares in equal installments on November 30, 2017, November 30, 2018, November 30, 2019 and November 30, 2020.
4. As of the date of the reporting event, and prior to the Class B-1 Conversion (as defined below), represents Class B-1 Stock Options exercisable for an aggregate of 234,300 shares of Class B-1 Common Stock, each with an exercise price of $27.77.
5. Immediately prior to the consummation of the initial public offering of the issuer's Common Stock, Class B-1 Stock Options will become exercisable for Common Stock (the "Class B-1 Conversion"). For purposes of this table, the number of options and the applicable exercise prices are presented on a post-Class B-1 Conversion basis. The footnote above indicates the number of Class B-1 Stock Options outstanding and the applicable exercise price with respect to shares of Class B-1 Common Stock as of the date of the reporting event.
/s/ Laura W. Doerre, Attorney-in-Fact for Mark A. Beck 01/27/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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