0001606820-14-000012.txt : 20141103
0001606820-14-000012.hdr.sgml : 20141103
20141031174150
ACCESSION NUMBER: 0001606820-14-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20141103
DATE AS OF CHANGE: 20141031
EFFECTIVENESS DATE: 20141103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MCF Advisors LLC
CENTRAL INDEX KEY: 0001602905
IRS NUMBER: 200566061
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16138
FILM NUMBER: 141187476
BUSINESS ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD.
STREET 2: SUITE 300
CITY: COVINGTON
STATE: KY
ZIP: 41011
BUSINESS PHONE: 8593928600
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD.
STREET 2: SUITE 300
CITY: COVINGTON
STATE: KY
ZIP: 41011
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
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0001602905
XXXXXXXX
12-31-2012
12-31-2012
MCF Advisors LLC
50 E RIVERCENTER BLVD.
SUITE 300
COVINGTON
KY
41011
13F HOLDINGS REPORT
028-16138
N
Timothy Gavin
Chief Compliance Officer
859-392-8600
Timothy Gavin
Covington
KY
10-28-2014
0
325
164772
false
INFORMATION TABLE
2
mcf13f4q2012.xml
AES CORP
COM
00130H105
80
5610
SH
SOLE
0
0
5610
AK STL HLDG CORP
COM
001547108
4
500
SH
SOLE
0
0
500
AT&T INC
COM
00206R102
509
14509
SH
SOLE
0
0
14509
ABBOTT LABS
COM
002824100
288
7488
SH
SOLE
0
0
7488
ACTIVISION BLIZZARD INC
COM
00507V109
34
1535
SH
SOLE
0
0
1535
ACXIOM CORP
COM
005125109
23
1068
SH
SOLE
0
0
1068
ADOBE SYS INC
COM
00724F101
48
665
SH
SOLE
0
0
665
AIR PRODS & CHEMS INC
COM
009158106
68
570
SH
SOLE
0
0
570
ALCOA INC
COM
013817101
8
603
SH
SOLE
0
0
603
ALLIANCEBERNSTEIN NATL
MUNICOM
01864U106
25
1866
SH
SOLE
0
0
1866
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
363
4320
SH
SOLE
0
0
4320
ALLSTATE CORP
COM
020002101
16
282
SH
SOLE
0
0
282
ALPHA NATURAL RESOURCES INC
COM
02076X102
3
800
SH
SOLE
0
0
800
ALTRIA GROUP INC
COM
02209S103
244
6520
SH
SOLE
0
0
6520
AMERICAN ELEC PWR INC
COM
025537101
103
2036
SH
SOLE
0
0
2036
AMERICAN EXPRESS CO
COM
025816109
36
400
SH
SOLE
0
0
400
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
2
117
SH
SOLE
0
0
117
AMERICAN INTL GROUP INC
COM NEW
026874784
63
1254
SH
SOLE
0
0
1254
ANALOG DEVICES INC
COM
032654105
37
700
SH
SOLE
0
0
700
ANNALY CAP MGMT INC
COM
035710409
10
885
SH
SOLE
0
0
885
APACHE CORP
COM
037411105
19
185
SH
SOLE
0
0
185
APPLE INC
COM
037833100
149
278
SH
SOLE
0
0
278
APPLIED MATLS INC
COM
038222105
93
4573
SH
SOLE
0
0
4573
AQUA AMERICA INC
COM
03836W103
15
600
SH
SOLE
0
0
600
ARCH COAL INC
COM
039380100
4
1008
SH
SOLE
0
0
1008
ARCHER DANIELS MIDLAND CO
COM
039483102
48
1095
SH
SOLE
0
0
1095
ASHLAND INC NEW
COM
044209104
456
4579
SH
SOLE
0
0
4579
AUTOMATIC DATA PROCESSING IN
COM
053015103
140
1808
SH
SOLE
0
0
1808
BB&T CORP
COM
054937107
29
721
SH
SOLE
0
0
721
BP PLC
SPONSORED ADR
055622104
403
8372
SH
SOLE
0
0
8372
BANK OF AMERICA CORPORATION
COM
060505104
855
49695
SH
SOLE
0
0
49695
BANK KY FINL CORP
COM
062896105
3197
85151
SH
SOLE
0
0
85151
BARRICK GOLD CORP
COM
067901108
18
1000
SH
SOLE
0
0
1000
BEAZER HOMES USA INC
COM NEW
07556Q881
11
572
SH
SOLE
0
0
572
BEMIS INC
COM
081437105
129
3288
SH
SOLE
0
0
3288
BEST BUY INC
COM
086516101
11
400
SH
SOLE
0
0
400
BHP BILLITON LTD
SPONSORED ADR
088606108
14
203
SH
SOLE
0
0
203
BIOGEN IDEC INC
COM
09062X103
122
400
SH
SOLE
0
0
400
BLACKBERRY LTD
COM
09228F103
5
500
SH
SOLE
0
0
500
BLACKROCK INC
COM
09247X101
39
124
SH
SOLE
0
0
124
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
7
493
SH
SOLE
0
0
493
BOEING CO
COM
097023105
38
300
SH
SOLE
0
0
300
BRISTOL MYERS SQUIBB CO
COM
110122108
450
8655
SH
SOLE
0
0
8655
BROADCOM CORP
CL A
111320107
21
575
SH
SOLE
0
0
575
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
3
80
SH
SOLE
0
0
80
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
184
2448
SH
SOLE
0
0
2448
CIGNA CORPORATION
COM
125509109
28
331
SH
SOLE
0
0
331
CME GROUP INC
COM
12572Q105
3
36
SH
SOLE
0
0
36
CVS CAREMARK CORPORATION
COM
126650100
57
767
SH
SOLE
0
0
767
CARDINAL HEALTH INC
COM
14149Y108
156
2222
SH
SOLE
0
0
2222
CATERPILLAR INC DEL
COM
149123101
293
2944
SH
SOLE
0
0
2944
CERNER CORP
COM
156782104
6
100
SH
SOLE
0
0
100
CHEVRON CORP NEW
COM
166764100
397
3342
SH
SOLE
0
0
3342
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
32
700
SH
SOLE
0
0
700
CHUBB CORP
COM
171232101
179
2000
SH
SOLE
0
0
2000
CIENA CORP
COM NEW
171779309
0
5
SH
SOLE
0
0
5
CINCINNATI BELL INC NEW
COM
171871106
0
8
SH
SOLE
0
0
8
CINCINNATI FINL CORP
COM
172062101
105
2165
SH
SOLE
0
0
2165
CISCO SYS INC
COM
17275R102
68
3054
SH
SOLE
0
0
3054
CINTAS CORP
COM
172908105
18
300
SH
SOLE
0
0
300
CITIGROUP INC
COM NEW
172967424
371
7788
SH
SOLE
0
0
7788
COCA COLA CO
COM
191216100
110
2851
SH
SOLE
0
0
2851
COHEN & STEERS TOTAL RETURN
COM
19247R103
9
730
SH
SOLE
0
0
730
COMCAST CORP NEW
CL A
20030N101
69
1375
SH
SOLE
0
0
1375
COMMUNITY TR BANCORP INC
COM
204149108
49
1192
SH
SOLE
0
0
1192
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
4
296
SH
SOLE
0
0
296
CONAGRA FOODS INC
COM
205887102
125
4026
SH
SOLE
0
0
4026
CONOCOPHILLIPS
COM
20825C104
136
1936
SH
SOLE
0
0
1936
CONSOL ENERGY INC
COM
20854P109
12
300
SH
SOLE
0
0
300
CONSOLIDATED EDISON INC
COM
209115104
53
996
SH
SOLE
0
0
996
CONSTELLATION BRANDS INC
CL A
21036P108
98
1148
SH
SOLE
0
0
1148
CONVERGYS CORP
COM
212485106
3
140
SH
SOLE
0
0
140
CRACKER BARREL OLD CTRY STOR
COM
22410J106
33
337
SH
SOLE
0
0
337
CREDIT SUISSE AG NASSAU BRH
EXCHTRADE SHTERM
22539T613
0
2
SH
SOLE
0
0
2
CREE INC
COM
225447101
5
100
SH
SOLE
0
0
100
CYNOSURE INC
CL A
232577205
34
1150
SH
SOLE
0
0
1150
DTE ENERGY CO
COM
233331107
157
2108
SH
SOLE
0
0
2108
DARLING INGREDIENTS INC
COM
237266101
31
1560
SH
SOLE
0
0
1560
DEERE & CO
COM
244199105
14
150
SH
SOLE
0
0
150
DIAGEO P L C
SPON ADR NEW
25243Q205
66
530
SH
SOLE
0
0
530
DISNEY WALT CO
COM DISNEY
254687106
42
527
SH
SOLE
0
0
527
DOMINION RES INC VA NEW
COM
25746U109
66
935
SH
SOLE
0
0
935
DOVER CORP
COM
260003108
25
300
SH
SOLE
0
0
300
DOW CHEM CO
COM
260543103
16
325
SH
SOLE
0
0
325
DU PONT E I DE NEMOURS & CO
COM
263534109
86
1284
SH
SOLE
0
0
1284
DUKE ENERGY CORP NEW
COM NEW
26441C204
567
7962
SH
SOLE
0
0
7962
DUNKIN BRANDS GROUP INC
COM
265504100
5
102
SH
SOLE
0
0
102
E M C CORP MASS
COM
268648102
22
800
SH
SOLE
0
0
800
EOG RES INC
COM
26875P101
41
210
SH
SOLE
0
0
210
EBAY INC
COM
278642103
36
655
SH
SOLE
0
0
655
EDISON INTL
COM
281020107
27
475
SH
SOLE
0
0
475
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
116
3807
SH
SOLE
0
0
3807
EMERSON ELEC CO
COM
291011104
84
1258
SH
SOLE
0
0
1258
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
82
3001
SH
SOLE
0
0
3001
ENERGIZER HLDGS INC
COM
29266R108
25
205
SH
SOLE
0
0
205
ENDOLOGIX INC
COM
29266S106
3
200
SH
SOLE
0
0
200
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
196
3651
SH
SOLE
0
0
3651
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
102
2181
SH
SOLE
0
0
2181
ENTERGY CORP NEW
COM
29364G103
12
176
SH
SOLE
0
0
176
ENTERPRISE PRODS PARTNERS L
COM
293792107
436
6288
SH
SOLE
0
0
6288
EXELON CORP
COM
30161N101
21
627
SH
SOLE
0
0
627
EXPRESS SCRIPTS HLDG CO
COM
30219G108
3
44
SH
SOLE
0
0
44
EXXON MOBIL CORP
COM
30231G102
578
5914
SH
SOLE
0
0
5914
FACEBOOK INC
CL A
30303M102
65
962
SH
SOLE
0
0
962
FIFTH THIRD BANCORP
COM
316773100
194
8444
SH
SOLE
0
0
8444
FIRST TR ISE REVERE NAT GAS
COM
33734J102
26
1240
SH
SOLE
0
0
1240
FIRSTENERGY CORP
COM
337932107
43
1258
SH
SOLE
0
0
1258
FORD MTR CO DEL
COM PAR $0.01
345370860
38
2425
SH
SOLE
0
0
2425
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
4
108
SH
SOLE
0
0
108
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1
96
SH
SOLE
0
0
96
FURIEX PHARMACEUTICALS INC
COM
36106P101
0
4
SH
SOLE
0
0
4
GEEKNET INC
COM NEW
36846Q203
14
1000
SH
SOLE
0
0
1000
GENERAL ELECTRIC CO
COM
369604103
470
18167
SH
SOLE
0
0
18167
GENERAL MLS INC
COM
370334104
8
159
SH
SOLE
0
0
159
GENUINE PARTS CO
COM
372460105
164
1889
SH
SOLE
0
0
1889
GILEAD SCIENCES INC
COM
375558103
39
475
SH
SOLE
0
0
475
GOLDMAN SACHS GROUP INC
COM
38141G104
15
91
SH
SOLE
0
0
91
GOODYEAR TIRE & RUBR CO
COM
382550101
18
700
SH
SOLE
0
0
700
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
47
1400
SH
SOLE
0
0
1400
H & Q HEALTHCARE INVESTORS
SH BEN INT
404052102
23
860
SH
SOLE
0
0
860
HALLIBURTON CO
COM
406216101
21
350
SH
SOLE
0
0
350
HARRIS CORP DEL
COM
413875105
27
365
SH
SOLE
0
0
365
HEWLETT PACKARD CO
COM
428236103
16
500
SH
SOLE
0
0
500
HOME DEPOT INC
COM
437076102
64
806
SH
SOLE
0
0
806
HONEYWELL INTL INC
COM
438516106
56
600
SH
SOLE
0
0
600
HUNTINGTON BANCSHARES INC
COM
446150104
153
15379
SH
SOLE
0
0
15379
ILLINOIS TOOL WKS INC
COM
452308109
35
395
SH
SOLE
0
0
395
INTEL CORP
COM
458140100
212
8207
SH
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0
0
8207
INTERNATIONAL BUSINESS MACHS
COM
459200101
123
640
SH
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0
0
640
INTL PAPER CO
COM
460146103
65
1409
SH
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0
0
1409
INTUIT
COM
461202103
42
525
SH
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0
0
525
ISHARES
MSCI NETHERL ETF
464286814
1
20
SH
SOLE
0
0
20
ISHARES
S&P 100 ETF
464287101
28
328
SH
SOLE
0
0
328
ISHARES
TIPS BD ETF
464287176
161
1396
SH
SOLE
0
0
1396
ISHARES
CORE S&P500 ETF
464287200
3
17
SH
SOLE
0
0
17
ISHARES
MSCI EMG MKT ETF
464287234
99
2424
SH
SOLE
0
0
2424
ISHARES
IBOXX INV CP ETF
464287242
421
3529
SH
SOLE
0
0
3529
ISHARES
GLOBAL ENERG ETF
464287341
0
1
SH
SOLE
0
0
1
ISHARES
S&P 500 VAL ETF
464287408
2
25
SH
SOLE
0
0
25
ISHARES
MSCI EAFE ETF
464287465
14055
209151
SH
SOLE
0
0
209151
ISHARES
RUS MDCP VAL ETF
464287473
3865
56236
SH
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0
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56236
ISHARES
RUS MD CP GR ETF
464287481
7035
81988
SH
SOLE
0
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81988
ISHARES
RUS MID-CAP ETF
464287499
899
5809
SH
SOLE
0
0
5809
ISHARES
NASDQ BIOTEC ETF
464287556
3
10
SH
SOLE
0
0
10
ISHARES
COHEN&STEER REIT
464287564
1567
19059
SH
SOLE
0
0
19059
ISHARES
S&P MC 400GR ETF
464287606
5
32
SH
SOLE
0
0
32
ISHARES
RUS 1000 GRW ETF
464287614
19
225
SH
SOLE
0
0
225
ISHARES
RUS 2000 VAL ETF
464287630
42
416
SH
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0
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416
ISHARES
RUS 2000 GRW ETF
464287648
26
188
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0
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188
ISHARES
RUSSELL 2000 ETF
464287655
407
3500
SH
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0
0
3500
ISHARES
RUSSELL 3000 ETF
464287689
6
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SH
SOLE
0
0
50
ISHARES
S&P MC 400VL ETF
464287705
2
19
SH
SOLE
0
0
19
ISHARES
CORE S&P SCP ETF
464287804
2
18
SH
SOLE
0
0
18
ISHARES
SP SMCP600VL ETF
464287879
2021
17812
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SOLE
0
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17812
ISHARES
SP SMCP600GR ETF
464287887
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31778
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SOLE
0
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31778
ISHARES
JP MOR EM MK ETF
464288281
9
76
SH
SOLE
0
0
76
ISHARES
NAT AMT FREE BD
464288414
2107
19680
SH
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19680
ISHARES
INTL SEL DIV ETF
464288448
4941
127860
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0
0
127860
ISHARES
MRGSTR SM CP GR
464288604
189
1448
SH
SOLE
0
0
1448
ISHARES
1-3 YR CR BD ETF
464288646
15794
149735
SH
SOLE
0
0
149735
ISHARES TR
HIGH DIVIDND ETF
46429B663
7872
110194
SH
SOLE
0
0
110194
ITRON INC
COM
465741106
15
375
SH
SOLE
0
0
375
JPMORGAN CHASE & CO
COM
46625H100
607
10002
SH
SOLE
0
0
10002
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
171
3680
SH
SOLE
0
0
3680
JOHNSON & JOHNSON
COM
478160104
783
7967
SH
SOLE
0
0
7967
JOHNSON CTLS INC
COM
478366107
24
500
SH
SOLE
0
0
500
KELLOGG CO
COM
487836108
24
388
SH
SOLE
0
0
388
KEYCORP NEW
COM
493267108
410
28821
SH
SOLE
0
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28821
KIMBERLY CLARK CORP
COM
494368103
401
3637
SH
SOLE
0
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3637
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
269
3643
SH
SOLE
0
0
3643
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
78
1083
SH
SOLE
0
0
1083
KIRKLANDS INC
COM
497498105
1
50
SH
SOLE
0
0
50
KRAFT FOODS GROUP INC
COM
50076Q106
30
528
SH
SOLE
0
0
528
KROGER CO
COM
501044101
62
1417
SH
SOLE
0
0
1417
LMP CAP & INCOME FD INC
COM
50208A102
6
400
SH
SOLE
0
0
400
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
22
186
SH
SOLE
0
0
186
LEXMARK INTL NEW
CL A
529771107
14
300
SH
SOLE
0
0
300
LILLY ELI & CO
COM
532457108
168
2856
SH
SOLE
0
0
2856
LINN ENERGY LLC
UNIT LTD LIAB
536020100
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226
SH
SOLE
0
0
226
LOCKHEED MARTIN CORP
COM
539830109
195
1192
SH
SOLE
0
0
1192
LORILLARD INC
COM
544147101
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129
SH
SOLE
0
0
129
MDU RES GROUP INC
COM
552690109
41
1178
SH
SOLE
0
0
1178
MGIC INVT CORP WIS
COM
552848103
208
24425
SH
SOLE
0
0
24425
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
371
5316
SH
SOLE
0
0
5316
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
15
725
SH
SOLE
0
0
725
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
5
125
SH
SOLE
0
0
125
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
217
3323
SH
SOLE
0
0
3323
MCDONALDS CORP
COM
580135101
406
4140
SH
SOLE
0
0
4140
MCKESSON CORP
COM
58155Q103
35
190
SH
SOLE
0
0
190
MEDTRONIC INC
COM
585055106
34
558
SH
SOLE
0
0
558
MERCADOLIBRE INC
COM
58733R102
29
300
SH
SOLE
0
0
300
MERCK & CO INC NEW
COM
58933Y105
365
6434
SH
SOLE
0
0
6434
MICROSOFT CORP
COM
594918104
276
6732
SH
SOLE
0
0
6732
MILLER HERMAN INC
COM
600544100
6
200
SH
SOLE
0
0
200
MONDELEZ INTL INC
CL A
609207105
55
1590
SH
SOLE
0
0
1590
MORGAN STANLEY
COM NEW
617446448
260
8352
SH
SOLE
0
0
8352
MOTOROLA SOLUTIONS INC
COM NEW
620076307
3
42
SH
SOLE
0
0
42
NATURAL RESOURCE PARTNERS L
COM UNIT L P
63900P103
310
19456
SH
SOLE
0
0
19456
NAVISTAR INTL CORP NEW
COM
63934E108
17
500
SH
SOLE
0
0
500
NEWLINK GENETICS CORP
COM
651511107
70
2471
SH
SOLE
0
0
2471
NEXTERA ENERGY INC
COM
65339F101
114
1192
SH
SOLE
0
0
1192
NISOURCE INC
COM
65473P105
15
382
SH
SOLE
0
0
382
NORFOLK SOUTHERN CORP
COM
655844108
29
300
SH
SOLE
0
0
300
NOVAGOLD RES INC
COM NEW
66987E206
0
75
SH
SOLE
0
0
75
NOVARTIS A G
SPONSORED ADR
66987V109
61
715
SH
SOLE
0
0
715
NOVACOPPER INC
COM
66988K102
0
12
SH
SOLE
0
0
12
NUSTAR ENERGY LP
UNIT COM
67058H102
24
445
SH
SOLE
0
0
445
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
27
1992
SH
SOLE
0
0
1992
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
31
2227
SH
SOLE
0
0
2227
OMNICOM GROUP INC
COM
681919106
58
805
SH
SOLE
0
0
805
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
247
4614
SH
SOLE
0
0
4614
ORACLE CORP
COM
68389X105
104
2548
SH
SOLE
0
0
2548
PG&E CORP
COM
69331C108
66
1518
SH
SOLE
0
0
1518
PNC FINL SVCS GROUP INC
COM
693475105
212
2442
SH
SOLE
0
0
2442
PPL CORP
COM
69351T106
224
6315
SH
SOLE
0
0
6315
PRGX GLOBAL INC
COM NEW
69357C503
0
30
SH
SOLE
0
0
30
PAYCHEX INC
COM
704326107
41
970
SH
SOLE
0
0
970
PEABODY ENERGY CORP
COM
704549104
1
51
SH
SOLE
0
0
51
PEARSON PLC
SPONSORED ADR
705015105
43
2190
SH
SOLE
0
0
2190
PEPSICO INC
COM
713448108
235
2820
SH
SOLE
0
0
2820
PETROCHINA CO LTD
SPONSORED ADR
71646E100
177
1627
SH
SOLE
0
0
1627
PFIZER INC
COM
717081103
801
24946
SH
SOLE
0
0
24946
PHILIP MORRIS INTL INC
COM
718172109
198
2423
SH
SOLE
0
0
2423
PHILLIPS 66
COM
718546104
52
680
SH
SOLE
0
0
680
PIMCO MUN INCOME FD II
COM
72200W106
22
1867
SH
SOLE
0
0
1867
PIPER JAFFRAY COS
COM
724078100
1
18
SH
SOLE
0
0
18
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
407
7384
SH
SOLE
0
0
7384
PLUG POWER INC
COM NEW
72919P202
0
5
SH
SOLE
0
0
5
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
0
4
SH
SOLE
0
0
4
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
189
7242
SH
SOLE
0
0
7242
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
70
4887
SH
SOLE
0
0
4887
PRAXAIR INC
COM
74005P104
35
268
SH
SOLE
0
0
268
PROCTER & GAMBLE CO
COM
742718109
4254
52775
SH
SOLE
0
0
52775
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
71
1862
SH
SOLE
0
0
1862
RPM INTL INC
COM
749685103
14
327
SH
SOLE
0
0
327
RADIAN GROUP INC
COM
750236101
90
5969
SH
SOLE
0
0
5969
RAYTHEON CO
COM NEW
755111507
322
3257
SH
SOLE
0
0
3257
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
27
980
SH
SOLE
0
0
980
REGIONS FINL CORP NEW
COM
7591EP100
151
13578
SH
SOLE
0
0
13578
REPUBLIC BANCORP KY
CL A
760281204
223
9866
SH
SOLE
0
0
9866
REPUBLIC SVCS INC
COM
760759100
174
5098
SH
SOLE
0
0
5098
REYNOLDS AMERICAN INC
COM
761713106
19
351
SH
SOLE
0
0
351
RHINO RESOURCE PARTNERS LP
COM UNIT REPST
76218Y103
519
37933
SH
SOLE
0
0
37933
ROGERS COMMUNICATIONS INC
CL B
775109200
45
1124
SH
SOLE
0
0
1124
ROSETTA STONE INC
COM
777780107
5
500
SH
SOLE
0
0
500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4775
25536
SH
SOLE
0
0
25536
SPDR GOLD TRUST
GOLD SHS
78463V107
134
1085
SH
SOLE
0
0
1085
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
15
347
SH
SOLE
0
0
347
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
8
199
SH
SOLE
0
0
199
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
21
353
SH
SOLE
0
0
353
SAFEWAY INC
COM NEW
786514208
26
714
SH
SOLE
0
0
714
SANDRIDGE ENERGY INC
COM
80007P307
1
150
SH
SOLE
0
0
150
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
7
150
SH
SOLE
0
0
150
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
18
564
SH
SOLE
0
0
564
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
2
47
SH
SOLE
0
0
47
SEABRIDGE GOLD INC
COM
811916105
6
600
SH
SOLE
0
0
600
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
138
3213
SH
SOLE
0
0
3213
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
14
159
SH
SOLE
0
0
159
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
134
3220
SH
SOLE
0
0
3220
SEMPRA ENERGY
COM
816851109
9
97
SH
SOLE
0
0
97
SEQUENOM INC
COM NEW
817337405
4
1000
SH
SOLE
0
0
1000
SIMON PPTY GROUP INC NEW
COM
828806109
1
6
SH
SOLE
0
0
6
SKYWORKS SOLUTIONS INC
COM
83088M102
5
100
SH
SOLE
0
0
100
SMUCKER J M CO
COM NEW
832696405
2
23
SH
SOLE
0
0
23
SOUTHERN CO
COM
842587107
78
1784
SH
SOLE
0
0
1784
SOUTHWEST AIRLS CO
COM
844741108
39
1460
SH
SOLE
0
0
1460
SOUTHWEST GAS CORP
COM
844895102
10
192
SH
SOLE
0
0
192
SPECTRA ENERGY CORP
COM
847560109
125
3370
SH
SOLE
0
0
3370
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
1
100
SH
SOLE
0
0
100
STANDARD PAC CORP NEW
COM
85375C101
25
3030
SH
SOLE
0
0
3030
STARBUCKS CORP
COM
855244109
269
3660
SH
SOLE
0
0
3660
STATE STR CORP
COM
857477103
26
387
SH
SOLE
0
0
387
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
52
1257
SH
SOLE
0
0
1257
SUNCOR ENERGY INC NEW
COM
867224107
61
1737
SH
SOLE
0
0
1737
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
42
463
SH
SOLE
0
0
463
SYSCO CORP
COM
871829107
27
752
SH
SOLE
0
0
752
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
66
3106
SH
SOLE
0
0
3106
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
31
546
SH
SOLE
0
0
546
TARGET CORP
COM
87612E106
44
760
SH
SOLE
0
0
760
TEMPUR SEALY INTL INC
COM
88023U101
38
634
SH
SOLE
0
0
634
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
30
560
SH
SOLE
0
0
560
TEXAS INSTRS INC
COM
882508104
60
1280
SH
SOLE
0
0
1280
3M CO
COM
88579Y101
150
1107
SH
SOLE
0
0
1107
TIFFANY & CO NEW
COM
886547108
119
1385
SH
SOLE
0
0
1385
TIME WARNER INC
COM NEW
887317303
6
145
SH
SOLE
0
0
145
TIME WARNER CABLE INC
COM
88732J207
5
33
SH
SOLE
0
0
33
TOLL BROTHERS INC
COM
889478103
32
887
SH
SOLE
0
0
887
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
12
100
SH
SOLE
0
0
100
TRAVELERS COMPANIES INC
COM
89417E109
65
762
SH
SOLE
0
0
762
US BANCORP DEL
COM NEW
902973304
959
22385
SH
SOLE
0
0
22385
UNITED PARCEL SERVICE INC
CL B
911312106
131
1345
SH
SOLE
0
0
1345
UNITED STATES STL CORP NEW
COM
912909108
8
300
SH
SOLE
0
0
300
UNITEDHEALTH GROUP INC
COM
91324P102
34
415
SH
SOLE
0
0
415
VALERO ENERGY CORP NEW
COM
91913Y100
5
101
SH
SOLE
0
0
101
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
572
7120
SH
SOLE
0
0
7120
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
11600
142875
SH
SOLE
0
0
142875
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
108
2611
SH
SOLE
0
0
2611
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
7021
173020
SH
SOLE
0
0
173020
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
135
1625
SH
SOLE
0
0
1625
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
158
1703
SH
SOLE
0
0
1703
VANGUARD INDEX FDS
REIT ETF
922908553
19
265
SH
SOLE
0
0
265
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
2
19
SH
SOLE
0
0
19
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
145
1439
SH
SOLE
0
0
1439
VANGUARD INDEX FDS
MID CAP ETF
922908629
2
20
SH
SOLE
0
0
20
VANGUARD INDEX FDS
GROWTH ETF
922908736
17051
182403
SH
SOLE
0
0
182403
VANGUARD INDEX FDS
VALUE ETF
922908744
4299
55044
SH
SOLE
0
0
55044
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
16276
166984
SH
SOLE
0
0
166984
VERIZON COMMUNICATIONS INC
COM
92343V104
512
10766
SH
SOLE
0
0
10766
W P CAREY INC
COM
92936U109
30
505
SH
SOLE
0
0
505
WAL-MART STORES INC
COM
931142103
289
3787
SH
SOLE
0
0
3787
WALGREEN CO
COM
931422109
97
1470
SH
SOLE
0
0
1470
WASTE MGMT INC DEL
COM
94106L109
156
3707
SH
SOLE
0
0
3707
WELLS FARGO & CO NEW
COM
949746101
1281
25755
SH
SOLE
0
0
25755
WESTERN DIGITAL CORP
COM
958102105
5
4737
SH
SOLE
0
0
4737
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
66
1000
SH
SOLE
0
0
1000
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
205
4031
SH
SOLE
0
0
4031
WISDOMTREE TR
LARGECAP DIVID
97717W307
203
3000
SH
SOLE
0
0
3000
XCEL ENERGY INC
COM
98389B100
53
1757
SH
SOLE
0
0
1757
XEROX CORP
COM
984121103
6
500
SH
SOLE
0
0
500
YAMANA GOLD INC
COM
98462Y100
12
1419
SH
SOLE
0
0
1419
YUM BRANDS INC
COM
988498101
25
330
SH
SOLE
0
0
330
ZIONS BANCORPORATION
COM
989701107
27
886
SH
SOLE
0
0
886
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
16
500
SH
SOLE
0
0
500
INGERSOLL-RAND PLC
SHS
G47791101
29
500
SH
SOLE
0
0
500
JINPAN INTL LTD
ORD
G5138L100
7
1000
SH
SOLE
0
0
1000