0001950047-24-000589.txt : 20240201 0001950047-24-000589.hdr.sgml : 20240201 20240201164728 ACCESSION NUMBER: 0001950047-24-000589 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240201 DATE AS OF CHANGE: 20240201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24587629 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PUCKETT DAN CENTRAL INDEX KEY: 0001602773 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 144 1 primary_doc.xml 144 0001602773 XXXXXXXX LIVE 0001642545 SHOCKWAVE MED INC 001-38829 5403 Betsy Ross Drive Santa Clara CA 95054 5102794262 DAN PUCKETT Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Fl. New York NY 10004

3406 770607.50 36896750 02/01/2024 NASDAQ Common 01/12/2024 Performance Stock Units Issuer N 3406 01/12/2024 N/A N 10b5-1 Sales for DANIEL PUCKETT

5403 Betsy Ross Drive Santa Clara CA 95054

Common 12/08/2023 200 34776.00 02/01/2024 09/08/2023 /s/ Dan Puckett