0001085146-20-002741.txt : 20201104 0001085146-20-002741.hdr.sgml : 20201104 20201103212510 ACCESSION NUMBER: 0001085146-20-002741 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201103 EFFECTIVENESS DATE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Firm, Inc. CENTRAL INDEX KEY: 0001602603 IRS NUMBER: 521342887 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16435 FILM NUMBER: 201285048 BUSINESS ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-656-3999 MAIL ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001602603 XXXXXXXX 09-30-2020 09-30-2020 false Family Firm, Inc.

8120 WOODMONT AVE 630 BETHESDA MD 20814

13F HOLDINGS REPORT 028-16435 N Kate Fries 301-767-7041 /s/ Kate Fries San Diego CA 10-30-2020 0 141 279108 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 611 3817 SH SOLE 3817 0 0 ABBOTT LABS COM 002824100 374 3440 SH SOLE 3440 0 0 ABBVIE INC COM 00287Y109 365 4170 SH SOLE 4170 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 1075 269484 SH SOLE 269484 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 207 917 SH SOLE 917 0 0 ALPHABET INC CAP STK CL C 02079K107 267 182 SH SOLE 182 0 0 ALPHABET INC CAP STK CL A 02079K305 459 313 SH SOLE 313 0 0 AMAZON COM INC COM 023135106 431 137 SH SOLE 137 0 0 APPLE INC COM 037833100 2696 23282 SH SOLE 23282 0 0 BECTON DICKINSON & CO COM 075887109 319 1370 SH SOLE 1370 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 545 2560 SH SOLE 2560 0 0 BK OF AMERICA CORP COM 060505104 347 14416 SH SOLE 14416 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 2072 132330 SH SOLE 132330 0 0 BOEING CO COM 097023105 400 2421 SH SOLE 2421 0 0 CABLE ONE INC COM 12685J105 807 428 SH SOLE 428 0 0 CISCO SYS INC COM 17275R102 259 6564 SH SOLE 6564 0 0 COSTCO WHSL CORP NEW COM 22160K105 664 1871 SH SOLE 1871 0 0 DISNEY WALT CO COM DISNEY 254687106 274 2207 SH SOLE 2207 0 0 DOMINION ENERGY INC COM 25746U109 388 4914 SH SOLE 4914 0 0 FEDEX CORP COM 31428X106 254 1009 SH SOLE 1009 0 0 FLAHERTY & CRUMRIN PFD & INM COM 338478100 1346 64230 SH SOLE 64230 0 0 GENERAL ELECTRIC CO COM 369604103 67 10762 SH SOLE 10762 0 0 HOME DEPOT INC COM 437076102 296 1064 SH SOLE 1064 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 383 3148 SH SOLE 3148 0 0 INTUIT COM 461202103 206 632 SH SOLE 632 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 2528 41597 SH SOLE 41597 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 572 20665 SH SOLE 20665 0 0 ISHARES INC MSCI CDA ETF 464286509 1169 42662 SH SOLE 42662 0 0 ISHARES INC MSCI GBL ETF NEW 46434G848 948 35417 SH SOLE 35417 0 0 ISHARES INC MSCI GBL GOLD MN 46434G855 763 23377 SH SOLE 23377 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 301 5089 SH SOLE 5089 0 0 ISHARES INC MSCI AUST ETF 464286103 456 23099 SH SOLE 23099 0 0 ISHARES TR EAFE SML CP ETF 464288273 1161 19677 SH SOLE 19677 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1561 11527 SH SOLE 11527 0 0 ISHARES TR 20 YR TR BD ETF 464287432 922 5647 SH SOLE 5647 0 0 ISHARES TR RUS 1000 ETF 464287622 1727 9228 SH SOLE 9228 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 94 13073 SH SOLE 13073 0 0 ISHARES TR INTL DEV RE ETF 464288489 1851 77333 SH SOLE 77333 0 0 ISHARES TR JPX NIKKEI 400 464287382 558 8727 SH SOLE 8727 0 0 ISHARES TR LATN AMER 40 ETF 464287390 479 22738 SH SOLE 22738 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2271 26253 SH SOLE 26253 0 0 ISHARES TR GBL COMM SVC ETF 464287275 471 7147 SH SOLE 7147 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1794 14727 SH SOLE 14727 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1105 9830 SH SOLE 9830 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 449 8478 SH SOLE 8478 0 0 ISHARES TR 3YRTB ETF 464288125 1140 13982 SH SOLE 13982 0 0 ISHARES TR S&P MC 400VL ETF 464287705 1681 12463 SH SOLE 12463 0 0 ISHARES TR CORE US AGGBD ET 464287226 6482 54906 SH SOLE 54906 0 0 ISHARES TR MSCI EAFE ETF 464287465 3507 55098 SH SOLE 55098 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3206 13872 SH SOLE 13872 0 0 ISHARES TR US HOME CONS ETF 464288752 807 14246 SH SOLE 14246 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 412 3809 SH SOLE 3809 0 0 ISHARES TR NORTH AMERN NAT 464287374 5167 260948 SH SOLE 260948 0 0 ISHARES TR CORE S&P500 ETF 464287200 10450 31095 SH SOLE 31095 0 0 ISHARES TR GLOBAL 100 ETF 464287572 224 3987 SH SOLE 3987 0 0 ISHARES TR US REGNL BKS ETF 464288778 555 16965 SH SOLE 16965 0 0 ISHARES TR U.S. UTILITS ETF 464287697 1716 11753 SH SOLE 11753 0 0 ISHARES TR U.S. ENERGY ETF 464287796 350 21948 SH SOLE 21948 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 1686 13821 SH SOLE 13821 0 0 ISHARES TR SP SMCP600VL ETF 464287879 4081 33340 SH SOLE 33340 0 0 ISHARES TR TIPS BD ETF 464287176 9429 74537 SH SOLE 74537 0 0 ISHARES TR US HLTHCARE ETF 464287762 207 912 SH SOLE 912 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 2082 126969 SH SOLE 126969 0 0 ISHARES TR CORE S&P US GWT 464287671 1053 13171 SH SOLE 13171 0 0 ISHARES TR GLOB UTILITS ETF 464288711 250 4449 SH SOLE 4449 0 0 ISHARES TR MICRO-CAP ETF 464288869 843 9318 SH SOLE 9318 0 0 ISHARES TR INTL TREA BD ETF 464288117 5371 101584 SH SOLE 101584 0 0 ISHARES TR EUROPE ETF 464287861 2581 61648 SH SOLE 61648 0 0 ISHARES TR S&P MC 400GR ETF 464287606 1220 5099 SH SOLE 5099 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 422 16552 SH SOLE 16552 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1244 6713 SH SOLE 6713 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 1219 16968 SH SOLE 16968 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 9658 92812 SH SOLE 92812 0 0 ISHARES TR U.S. PHARMA ETF 464288836 647 3954 SH SOLE 3954 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1187 26913 SH SOLE 26913 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 516 3457 SH SOLE 3457 0 0 ISHARES TR US TELECOM ETF 464287713 685 25181 SH SOLE 25181 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 930 6211 SH SOLE 6211 0 0 ISHARES TR EAFE VALUE ETF 464288877 367 9085 SH SOLE 9085 0 0 ISHARES TR S&P SML 600 GWT 464287887 1318 7472 SH SOLE 7472 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2454 34935 SH SOLE 34935 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 287 1322 SH SOLE 1322 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 290 2940 SH SOLE 2940 0 0 ISHARES TR EXPND TEC SC ETF 464287549 929 3006 SH SOLE 3006 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 757 7626 SH SOLE 7626 0 0 ISHARES TR COHEN STEER REIT 464287564 1854 18174 SH SOLE 18174 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 44897 229404 SH SOLE 229404 0 0 JOHNSON & JOHNSON COM 478160104 504 3389 SH SOLE 3389 0 0 JPMORGAN CHASE & CO COM 46625H100 337 3502 SH SOLE 3502 0 0 LAM RESEARCH CORP COM 512807108 372 1121 SH SOLE 1121 0 0 LOWES COS INC COM 548661107 219 1320 SH SOLE 1320 0 0 MARRIOTT INTL INC NEW CL A 571903202 229 2474 SH SOLE 2474 0 0 MCDONALDS CORP COM 580135101 210 958 SH SOLE 958 0 0 MERCK & CO. INC COM 58933Y105 767 9252 SH SOLE 9252 0 0 MICROSOFT CORP COM 594918104 615 2922 SH SOLE 2922 0 0 NEOGEN CORP COM 640491106 318 4058 SH SOLE 4058 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 230 38958 SH SOLE 38958 0 0 NVIDIA CORPORATION COM 67066G104 993 1835 SH SOLE 1835 0 0 PEPSICO INC COM 713448108 419 3020 SH SOLE 3020 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 404 3598 SH SOLE 3598 0 0 PROCTER AND GAMBLE CO COM 742718109 367 2640 SH SOLE 2640 0 0 ROYCE MICRO-CAP TR INC COM 780915104 1996 260214 SH SOLE 260214 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2701 39531 SH SOLE 39531 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 242 7711 SH SOLE 7711 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6076 76298 SH SOLE 76298 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 783 5329 SH SOLE 5329 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 509 4822 SH SOLE 4822 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 390 3345 SH SOLE 3345 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 301 3915 SH SOLE 3915 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 472 15773 SH SOLE 15773 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 421 6566 SH SOLE 6566 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 233 9683 SH SOLE 9683 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 471 1406 SH SOLE 1406 0 0 SPDR SER TR FTSE INT GVT ETF 78464A490 4265 78643 SH SOLE 78643 0 0 SPDR SER TR S&P METALS MNG 78464A755 659 28370 SH SOLE 28370 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 5772 117058 SH SOLE 117058 0 0 STARBUCKS CORP COM 855244109 214 2486 SH SOLE 2486 0 0 TEMPLETON EMERGING MKTS FD COM 880191101 1828 118922 SH SOLE 118922 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 2327 435040 SH SOLE 435040 0 0 UNION PAC CORP COM 907818108 322 1636 SH SOLE 1636 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 5750 228084 SH SOLE 228084 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 3502 32149 SH SOLE 32149 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 21077 238918 SH SOLE 238918 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 770 3582 SH SOLE 3582 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 459 2605 SH SOLE 2605 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 848 5514 SH SOLE 5514 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4498 56968 SH SOLE 56968 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 530 4794 SH SOLE 4794 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2744 63456 SH SOLE 63456 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 363 6928 SH SOLE 6928 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 566 7023 SH SOLE 7023 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2702 25666 SH SOLE 25666 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 4910 32250 SH SOLE 32250 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 201 3848 SH SOLE 3848 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 20860 510029 SH SOLE 510029 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1253 31086 SH SOLE 31086 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 231 2265 SH SOLE 2265 0 0 VISA INC COM CL A 92826C839 203 1014 SH SOLE 1014 0 0 VORNADO RLTY TR SH BEN INT 929042109 262 7785 SH SOLE 7785 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 757 3627 SH SOLE 3627 0 0 YUM BRANDS INC COM 988498101 203 2223 SH SOLE 2223 0 0